Advisor News

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Fewer investors read through a VA prospectus in 2012
RETIREMENT PLANNING JUN 25, 2012
Fewer investors read through a VA prospectus in 2012

Even fewer investors are reading their variable annuity prospectus, which can be 150-300 pages long; brevity would help reader rates

By Darla Mercado
FINTECH JUN 25, 2012
Social-media seminar offers lessons for firms

By Janowski Davis
RIA NEWS JUN 25, 2012
Advisers' primary challenges when using social-media sites for business purposes

By mlanche
Kitces: 11 blogs for all financial advisers to follow
FINTECH JUN 25, 2012
Kitces: 11 blogs for all financial advisers to follow

While there are many lists of blogs out there, financial planning's own social media “power tweeter” Michael Kitces, partner and director of research for Pinnacle Advisory Group and publisher of The Kitces Report and his own blog, <a href="https://www.kitces.com/blog/">Nerd's Eye View</a>, maintains a list of blogs specifically relevant for financial advisors.

By Michael Kitces
REGULATION AND LEGISLATION JUN 25, 2012
Editorial: Adviser oversight bill needs overhaul

The solution being debated by lawmakers has significant flaws and shouldn't be supported.

By MFXFeeder
RIA NEWS JUN 25, 2012
Advisers willing to pay SEC user fees for exams

By Mark Schoeff Jr.
EQUITIES JUN 24, 2012
The next opponent for Wall Street banks? Their own employees

A drop in stock prices could trigger worker suits over 401(k) plans as investors and sponsors argue over diversification

By Darla Mercado
Manulife 'gearing up' U.S. wealth management: CEO
RIA NEWS JUN 24, 2012
Manulife 'gearing up' U.S. wealth management: CEO

By Doug Cubberley
RETIREMENT PLANNING JUN 24, 2012
B-Ds join to pitch REITs

By JKEPHART
RETIREMENT PLANNING JUN 24, 2012
Don't sugarcoat it

By LKUYKENDALL
RETIREMENT PLANNING JUN 22, 2012
J.P. Morgan links up with FASCore in recordkeeping arrangement

J.P. Morgan Asset Management has joined up with FASCore to provide record keeping solutions for the asset manager's small-to-midsized plan clients

By Darla Mercado
RETIREMENT PLANNING JUN 22, 2012
Small retirement plans are sweet on bundled service providers

John Hancock Retirement Plan Services takes the cake among plan sponsors as a favored defined-contribution investment manager.

By Darla Mercado
Finra hits Merrill for $450K over structured products sales
REGULATION AND LEGISLATION JUN 21, 2012
Finra hits Merrill for $450K over structured products sales

SRO claims brokerage did not have automated system to flag potential risk for clients

By DJAMIESON
REGULATION AND LEGISLATION JUN 21, 2012
Why small RIAs are panicking over SRO bill despite fee cap

In a congressional hearing last week, witnesses and lawmakers expressed concern about how much it would cost to set up and operate an SRO.

By Mark Schoeff Jr.
Stillwater runs dry as OSU, Pickens come up empty in insurance battle
RETIREMENT PLANNING JUN 21, 2012
Stillwater runs dry as OSU, Pickens come up empty in insurance battle

Judge rejects bid to recoup $33 million in soured funding scheme for school's athletic department; life insurance policies taken on 27 donors

By Darla Mercado
PRACTICE MANAGEMENT JUN 21, 2012
Feds raid Ind. offices of National Lampoon Inc.'s chief executive

Federal agents searched the Indiana and Ohio offices of two companies owned by an Indianapolis businessman Tuesday, serving warrants a month after a newspaper questioned whether the Ohio firm is capable of repaying some $168 million owed to investors.

By Bloomberg
RETIREMENT PLANNING JUN 20, 2012
New CE Quiz: Investment and retirement planning

This quiz is based on several recent columns and articles from InvestmentNews that explore the use and performance of alternative investments, as well as developments in the retirement and 401(k) landscape.

By Mark Bruno
RIA NEWS JUN 20, 2012
RIAs on markets, management

By DJAMIESON
How the main players are faring in the battle over an SRO
REGULATION AND LEGISLATION JUN 20, 2012
How the main players are faring in the battle over an SRO

Opponents of Bachus bill claim they're gaining momentum; the Congressman is not backing down, though

By Mark Schoeff Jr.
Shorts no friend to Facebook as shares dip below $30
FINTECH JUN 20, 2012
Shorts no friend to Facebook as shares dip below $30

Puts outnumber calls 3 to 1; 'people are disillusioned'

By John Goff