Advisor News

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RIA NEWS JUN 20, 2012
RIAs registered with multiple states get more time for help

By DJAMIESON
Retirement plan providers band together to stop DB proposal in California
RETIREMENT PLANNING JUN 19, 2012
Retirement plan providers band together to stop DB proposal in California

Measure would create public pension for private workers; industry groups cite potential underfunded liabilities

By DJAMIESON
GM pension deal heaps 'significant risk concentration' on Pru: Moody's
RETIREMENT PLANNING JUN 19, 2012
GM pension deal heaps 'significant risk concentration' on Pru: Moody's

Insurer faces asset liability management and longevity risks tied to pension obligations; 'credit negative'

By Darla Mercado
GM follows in Ford's tracks, offers lump sum to retirees
RETIREMENT PLANNING JUN 19, 2012
GM follows in Ford's tracks, offers lump sum to retirees

Automaker also shifting balance of pension plan to Prudential

By Mary Beth Franklin
DOJ, FBI commence criminal probe of JPMorgan's $2B gaffe: Report
REGULATION AND LEGISLATION JUN 19, 2012
DOJ, FBI commence criminal probe of JPMorgan's $2B gaffe: Report

SEC, CFTC also said to be investigating bank's big blunder

By John Goff
Wealthy already lining up ways to skirt Buffett rule
REGULATION AND LEGISLATION JUN 19, 2012
Wealthy already lining up ways to skirt Buffett rule

Investment, tax strategies devised to minimize the bite; 'full employment law for taxpayers'

By John Goff
BofA sharpens Merrill Edge, adds managed accounts
WIREHOUSES JUN 19, 2012
BofA sharpens Merrill Edge, adds managed accounts

Bank of America sharpens Merrill Edge by adding 10 actively managed portfolios

By Andrew Osterland
RETIREMENT PLANNING JUN 18, 2012
DOL does turnaround, backs off controversial brokerage window provisions

In a surprise move, the Department of Labor backed off an earlier provision that tightened the standards governing brokerage account windows. The response of 401(k) advisers and consultants? Huzzah.

By Darla Mercado
For 401(k) advisers, standard come-ons not cutting it anymore
RETIREMENT PLANNING JUN 18, 2012
For 401(k) advisers, standard come-ons not cutting it anymore

Open architecture and fund selection now commonplace; 'evolution'

By Darla Mercado
RIA NEWS JUN 18, 2012
Money funds ain't broke, don't need fixing

A bit of advice to SEC Chairman Mary Schapiro, who has made it abundantly clear that she intends to make further changes to regulations governing money market funds: Quit while you are ahead.

By MFXFeeder
INsider: Timeline for fiduciary rule slip-sliding away
RETIREMENT PLANNING JUN 18, 2012
INsider: Timeline for fiduciary rule slip-sliding away

Labor Department now shooting to issue proposal during the first half of the year; request for IRA info could gum up the works

By Bloomberg
SEC gets low-balled by Appropriations Committee
REGULATION AND LEGISLATION JUN 17, 2012
SEC gets low-balled by Appropriations Committee

Commission was seeking $245M boost in funding, got $50M; vote could bolster SRO backers

By Mark Schoeff Jr.
FINTECH JUN 17, 2012
MSSB takes lead as wirehouses tiptoe into unfamiliar territory

By AOSTERLAND
FINTECH JUN 17, 2012
For this adviser, the blog's the thing

By Robert Hordt
FINTECH JUN 17, 2012
At Raymond James, social media is valuable communication tool

By Bruce Kelly
FINTECH JUN 17, 2012
Five ways to exploit social media

By Janowski Davis
LinkedIn gave a firm a head start in race to land clients
FINTECH JUN 17, 2012
LinkedIn gave a firm a head start in race to land clients

When it comes to getting financial advisers involved in social media, Lawing Financial Inc. of Overland Park, Kan., has found that nothing succeeds like success.

By Lavonne Kuykendall
RETIREMENT PLANNING JUN 17, 2012
Nontraded REITs feel heat despite sales

By Bruce Kelly
RETIREMENT PLANNING JUN 17, 2012
Carriers bet on life insurance in place of annuities

By Darla Mercado
FINTECH JUN 17, 2012
Cloud version of Junxure on the way

By Janowski Davis