Meanwhile, &Partners draws another Commonwealth practice, and Wealthcare welcomes a $550 million planning practice in the Northeast.
Palo Alto AI platform recruits RIA and fintech leaders as industry data show AI adoption reshaping advisor staffing.
Meanwhile, Raymond James, Wedbush, and LPL recruited veteran advisors from across Texas, North Carolina, and California.
Registering as an S corp, making an advisor partner, and acquiring another practice all carry tax implications that RIA owners should be ready to think through.
Chicago-based independent broker-dealer's new division will provide advisory and capital formation services.
Most financial services professionals believe flawed AI content has made it into client deliverables, yet guardrails remain scarce, a new report finds
The rebate is political theater, but the healthcare cost crisis underneath it is very much an advisor problem.
It’s a ruthless competition for advisors right now, with buyers promising top dollar to advisors willing to sell.
Vanilla, SS&C and FinTurk are rolling out a mix of agentic and AI-assisted features aimed at planning gaps, client insights, and manual account monitoring.
David Haughton, formerly of Carson Group and Commonwealth Financial Network, takes on VP of engagement role at Hargrove MSO, a subsidiary of Hargrove Firm.
Retirement plan clients may not grasp what fiduciary duties they keep when joining a PEP.
OnePoint BFG has added a $400 million team from Northwestern Mutual while Modern Wealth scooped a veteran-led team overseeing nearly $710 million in assets.
Arnold is executive chairman of Stirlingshire Investments, which is both an independent B-D and RIA.
Also, Merrill and Wells Fargo each announced a spree of hiring, drawing experienced advisors managing more than $2 billion from across the East and West Coasts.
New Escalent research shows younger advisors are driving a shift away from self-built portfolios toward technology-enabled solutions.
A CFP with 27 years of experience joins Baird's Chandler office, the latest in a string of advisor additions fueling the firm's Southwest growth.
The deal gives Envestnet institutional-grade trading and tax technology alongside Vestmark's advisory client base
The AI-driven RIA has doubled its advisor base to over 150 this year and is on pace to top $100M in annual recurring revenue
New trading tools let advisors execute and rebalance client portfolios directly, while firms retain permission-based control.
New ADP-delivered solution gives small and mid-size businesses access to 3(38) fiduciary oversight and participant-level advice for one fee.
