Deal expands retirement plan consulting reach while keeping staff, clients and services intact ahead.
Data shows advisors increasingly converting plan participants into clients.
The new rule would give certain funds an additional 15 days to file monthly portfolio-related reports, and would reverse the 2024 shift to publication more frequent than quarterly.
Wealth management firm’s business advisory arm adds business reputed for financial intricacies of the music business.
Wells Fargo has also extended its reach in Alabama with another UBS defection, while Cetera welcomes a breakaway advisor from the wirehouse.
“The pipeline continues to grow and we will see more announcements in the coming months,” said Tyler Vernon, managing principal at Merit Financial.
Regulator’s affirmation follows an eyewatering level of wagers on the Super Bowl.
Fed official says inflation risks persist and cautions AI won’t justify lower interest rates.
The $15 billion RIA’s new AI Analyst scans client data to flag tax risks, cash imbalances, market exposure and life events, giving advisors a head start on client outreach. Farther's investors include CapitalG, a fund from Google's parent company Alphabet.
The new interpretations address moving an offering between intermediary platforms; issuer eligibility where Exchange Act reporting has ended; how the 12 month crowdfunding offering cap is measured; and other definitions and filings.
Real advisor names, AI deepfake videos, and a 94% single-day crash — all allegedly connected.
He ranked in the top ten and accumulated nearly $900 million in assets. Then he asked for help — and lost his job.
Firm marks 20th acquisition in around two years and boost AUM to more than $73B.
Peter Corey, chief market strategist at Pave, on hidden portfolio risk and the growing need for adaptive portfolio construction.
Fed vice chair Bowman urges capital rule tweaks to draw lenders back, boost ties.
From clarity for Gen X to community for Millennials and digital-first support for Gen Z, advisors can turn diverse expectations into lasting loyalty and advocacy.
The order for a ban follows guilty plea to wire and investment adviser fraud, with more than $3 million taken from five clients in a multiyear scheme.
The person supposed to prevent fraud orchestrated it. Nobody was watching the watchdog.
Against the backdrop of a successful recruiting effort last year, Kestra has been revamping its lineup of recruiters.
Money flowed to insiders, not crypto exchanges. Court says banks owe no duty to non-customers.
