New tool embeds decades of referral coaching into automated workflows for RIAs.
As the firm launches an agentic AI solution, its CEO shares his vision for advisory industry.
Survey finds mounting concerns over Social Security, healthcare and debt strain outlook.
Firms expand reach by recruiting advisors managing nearly $1B in client assets.
Regulators say the fund manager allegedly paid old investors with new money — and doctored the books to cover the gap.
He allegedly traded biotech deals in a relative's account. Now he is paying up and out of the industry for two years.
Higgins will support the development of the asset management company’s active ETF platform.
Jeffrey Thomas Higgins allegedly took clients' money for 17 years.
Trump's Fed pick outlined plans to reshape inflation policy as questions swirled over his divestiture plans and commitment to institutional independence.
The deal will give Citi Wealth clients access to a single account structure combining ETFs, mutual funds, separately managed accounts and alternatives — with BlackRock integration built in.
From cybersecurity to AI, analytics, and financial planning software, wealth advisory firms and clients are navigating a new set of opportunities to advance and evolve the industry.
Deal adds scale, expands capabilities across front-to-back investment lifecycle services.
Shareholder claims Hercules Capital dressed up its NAV while quietly loading up on software debt
The agency says a $16M crypto raise leaned on insurance that never existed — and a "trust fund" that wasn't
The private bank promised a "no-margin-call" Tesla hedge. A new lawsuit claims it delivered the opposite
Proposal would scale back Form PF requirements for some private fund advisors
Meanwhile, Fair Oaks Wealth Management moves $140 million to Ameriprise from Edward Jones, and Prime Capital Financial adds a Fort Worth planning specialist.
The trial of Bradley Heppner, the former chair of GWG Holdings and a closely linked company, Beneficient, starts Tuesday in Manhattan federal court.
A proposed annual surcharge on second homes valued at $5 million or more has united the governor and mayor, while leaving real-estate lobbyists largely on their own to fight back.
The number of sub-$2 billion RIAs getting minority capital nearly tripled in 2025, a trend that has already accelerated in the first quarter of 2026.
