UBS also expanded in the Southeast with six advisors overseeing more than $2 billion, while Osaic lured a $300 million family-led practice from Wells Fargo's FiNet.
The new AI workspace rollout promises to automate the full advisor workflow just as third-party tools wage a turf war for central control of wealth firms' tech stacks.
Mega-RIA picks up $250M advisor, while three firms head for &Partners.
Advisors who wait for a wealth event to introduce themselves to the next generation are already too late.
The Sixth Circuit sided with regulators - but its parting words may rattle the whole system
The fintech giant shifts its media strategy despite reporting record trading volumes this month amid its 10% staff reduction.
New Preferred Partner Program lets third-party asset managers including Federated Hermes and T. Rowe Price offer tax-managed separately managed account strategies through Franklin's platform.
Reid & Rudiger opened in 1999, the height of the dot.com stock boom.
Smithfield Trust marks the Birmingham RIA's first dedicated trust company acquisition, pushing total assets well past $35 billion.
Lawsuit alleges dismissal followed warnings over numbered account for Trump.
Overland Park-based RIA agrees to acquire MarkhamNorton, deepening its Southwest Florida footprint.
Minnesota fiduciary practice and Virginia team switch broker-dealers in latest advisor moves.
More clients want their wealth to do something. The advisor's job is to help them figure out exactly what that means and build a plan around it.
The AI numbers came in far below the pitch - and the stock paid for it.
A rewritten governance law gets its first court test, and one pay claim lives on.
The fee-only integrator is adding $311.6 million in assets and specialized planning expertise to its presence in the Sunshine State.
CEO Vlad Tenev calls the proactive restructuring a bid to build a leaner team, coming as the brokerage rolled out its RIA referral program earlier this month.
The titanic asset manager's latest "How America Saves" shows wins in 401(k) plan design, employee participation, and savings rates, with dark spots in hardship withdrawals and company stock.
The independent brokerage giant welcomes a wealth planning team from Mass Mutual, while UBS reels in a Philadelphia-based endowment specialist.
Client Queries capability lets financial advisors identify untapped opportunities and service gaps using plain-language prompts in seconds
