A roundup of this week’s fintech headlines includes a record year for Envestnet's college program and RIA in a Box partnering with LinkedIn on compliance.
The feature is designed to help plan participants and retirement plan advisers see the full wealth picture.
The Inflation Reduction Act provides certainty for sustainable investors, but compromises mean fossil fuel expansion.
Both Modern Life and Farther closed $15 million funding rounds, suggesting technology for advisers is still seen as an attractive opportunity.
Legislation that last year contained a litany of taxes on high earners has been whittled down to a bill with a few corporate tax provisions.
Reynolds Investment Management’s eight-person team will work under Captrust’s brand.
The Plan Sponsor Council of America is launching a new campaign promoting retirement readiness just in time for National 401(k) Day in September.
The organization of state regulators cautions about taking advice from social media financial influencers because of possible conflicts.
Wells and a former broker must pay $731,587. The claimants alleged investments were made 'with the sole purpose of generating additional commission or fees" for the broker.
There are four distinct stages in the new retirement journey, and each offers advisers opportunities to help clients reflect on what they need to do to live comfortably throughout retirement.
Older homeowners and pre-retirees can safeguard and enhance their retirement plans by including home equity as an additional resource.
Roughly two-thirds of the abusers are family members, often the victim’s spouse, adult children or grandchildren.
Gary T. Guglielmo of Boca Raton, Florida, was charged with two felonies and with contempt of court for violating an injunction that provided protection to his ex-girlfriend.
Research shows that younger investors are most bullish about being able to get back on track toward saving for retirement.
Wise advisers are exploring options to offload tasks that aren't a high-value activity for them or duties that they don't particularly enjoy.
Representatives Josh Gottheimer, Tom Suozzi and Mikie Sherrill, who have led efforts to include an increase to the $10,000 cap on deductions for state and local tax, will support bill.
The adviser, Eileen Cure, filed suit in federal court in Texas seeking $95 million in damages
A much better-funded Internal Revenue Service would be equipped with new auditors and technology to uncover tax avoidance.
The provision is part of the Inflation Reduction Act the Senate approved over the weekend and the House will take up this week.
Advisers today are financial 'life coaches' who need to feel they're in the right place at the right time to build the kind of effective relationships that are at the core of their practice.
