Leaders at Siebert Financial discuss how AI has supercharged marketing outcomes and compliance capacity – while still keeping humans in the loop.
Discover top financial analysis software options for investment advisors and their key features in this guide
Elsewhere, Indianapolis-headquartered indie Sapient Capital nabbed a $1 billion JPMorgan advisor in a recruitment first, while another duo also left the wirehouse to join Wells Fargo.
Find top HFT trading software options for US advisors and RIAs in this quick comparison guide
With growing AI adoption, new connections between leading planning tools highlight the push for efficiency and enhanced client service.
The deal for the $34 billion wealth firm comes as PE-backed transactions set a new annual record, while the SEC puts a spotlight on compliance risks for advisers being acquired.
MOEs can turn into a "very morbid discussion for a leadership team," says Merit's M&A executive David Wahlen, highlighting the tough choices RIAs face as they chase the scale of mega-firms.
Chris Vizzi, CFP®, Co-Founding Partner at South Coast Investment Advisors, explores how 1031 exchanges are evolving from simple tax deferral tools into sophisticated vehicles for generational wealth. Vizzi explains why adopting institutional-level discipline and scrutiny is essential for affluent families seeking to preserve income, reduce risk, and build a lasting legacy through DSTs and 721 UpREITs.
The deal will help Edward Jones provide a more comprehensive wealth management offering.
Rafael Loureiro tells InvestmentNews that technology is democratizing estate planning.
Following a new custodial partnership and ongoing AI-led strategy, the platform's latest industry-leading update brings live account information into advisor conversations.
Protecting against the near-certainty of deteriorating health, along with risks of family infighting and portfolio drawdowns, can help advisors create more resilient plans.
Strategic alliance brings held-away cash management capabilities to advisors working with ultra-high-net-worth clients.
"In general, it's a tough time to be a BDC right now," one senior industry executive said.
An advisor trio has also splintered off from Raymond James to another firm in Florida, while Janney adds $800 million in assets with a double addition.
Advyzon's Kevin Hughes explains why he believes the era of five-screen tech stacks is over.
Carson Group also added another $1.45 billion team in Ohio, while Utah-based Diversify further extend its reach in Boston.
The federal regulator's exam priorities highlight risks for broker-dealers and investment advisers, with an emphasis on complex products and private credit.
The O’Shaughnessy Asset Management president told InvestmentNews that volatility is fueling — not slowing — advisor adoption of personalized, tax-managed portfolios, as after-tax returns and transition support become defining competitive advantages.
Consultants expand services, embrace tech and pursue new markets to stay ahead of client needs.
