Darnel Bentz shares why now is the most promising time in 25 years to create "tax alpha" through proactive, tax-efficient portfolio management. Drawing on decades of experience, Bentz explains how evolving strategies and legislative awareness can help clients minimize tax burdens and grow wealth sustainably.
Jeff DeHaan explains how strategic Roth conversions can safeguard your heirs and spouse from future tax burdens. Drawing on real-life examples and recent tax law changes, DeHaan explores how proactive planning can turn short-term tax costs into long-term family savings, ensuring more of your legacy stays with your loved ones.
Data shows retirees need clearer income tools as more stay invested beyond retirement.
Priority Financial Group, with an RIA of $3.1 billion in assets, is moving its broker-dealer operations to United Planners' Financial Services of America, an advisor-owned firm.
The advisor, formerly with DA Davidson, also repeatedly failed to tell his employers about outside securities accounts he maintained at another Finra member firm.
From C-level leaders to founders and elite advisors, this year's hot list winners are successfully navigating turbulence and waves of change shaping the wealth industry.
Creative Planning's subsidiary United Capital has also landed a $4 billion planning firm, while a $1 billion-plus firm joins LA-headquartered Lido Advisors in the East Coast.
Major Wall Street firms back Corastone’s blockchain-based platform, aiming to reduce friction and expand access in the private markets space.
Edward Jones advisor and Marine Corps veteran Geoff Meno shares his insights with InvestmentNews
A $12.9 million sports card sale signals the continued emergence of collectibles as an asset class
Todd Bryant, CFP®, ChFC®, CLU®, AIF®, reveals how authentic stories—not just numbers—create lasting connections and trust between advisors and clients. Drawing on years of experience, Bryant explains why narrative is the key to helping clients understand, remember, and act on financial advice.
Schwab Advisor Services executive Lisa Salvi urged RIAs to create firmwide “AI vision statements” to counter workforce anxiety as the technology seeks expansion beyond today's benign notetaker role.
Janney has also made its Texas debut with an ex-RBC advisor group, while UBS hires an experienced advisor from Morgan Stanley.
Wedbush Securities has 500 registered reps in 70 branch offices.
Buffett’s final letter issues warnings on CEO health and pay transparency, while wishing "an extended tenure" for successor Greg Abel.
Research from Capital Group shows three-fifths of small business owners feel confident to start a plan today, with Millennials and women saying they're most ready.
The newly formed $580 billion RIA giant expands its footprint in the Tri-State area, acquiring a boutique firm focused on personalized financial planning.
As Schwab forces clients to reset credentials to curb third-party access, the 401(k) fintech Pontera maintains "Fidelity stands alone in its decision to lock out thousands of consumers from their own accounts."
Firm’s CIO speaks with InvestmentNews about investing in the fast-growing tech.
Survey data reveal how high-net-worth Americans are split on inheritance plans, and what an abundance of "self-made" millionaires says about financial planning.
