As the pace of AI innovation accelerates, Zocks co-founder and CEO Mark Gilbert says his company’s mission is simple: help financial advisors spend less time on tasks — and more time helping clients.
As the broad ecosystem of wealth technology reaches a new maturation point, the industry must once again face up to the challenge of connecting and coordinating capabilities.
Meanwhile, a Minnesota-based team parts ways with Commonwealth after 31 years, and Wells Fargo snags a three-advisor team managing more than $722 million from Merrill.
The six models, offered in partnership with Envestnet, are designed to help advisors manage affluent and institutional client relationships.
Marla Sofer, whose leadership experience includes roles at BlackRock and JPMorgan, explains how gamification and AI can help elevate client engagement and understanding for advisors.
Hayes claims the Swiss banking giant made him a "handpicked scapegoat" to shield executives during the notorious multibillion-dollar Libor scandal.
The buyer, Equitable, is looking to grow right now.
17 years on, fallout from notorious Ponzi scheme scandal continues.
Both brokers faced allegations from regulators they misappropriated client funds.
Dynasty Financial Partners CEO Shirl Penney says investment in stock plan platform will be "of enormous value to the evolution of the independent RIA space."
Firm taps seasoned team from Osaic, boosting institutional capabilities for plan sponsors.
RIA's latest acquisition boosts Southeast expansion and advisor capabilities.
Including spouses and families in complex planning conversations is a simple yet powerful pathway towards creating clients for life.
Biggest premiums in Affordable Care Act EVER on the cards.
Osaic also attracted an experienced Fidelity advisor to an OSJ in New York, while Raymond James reeled in breakaways from Wells Fargo, UBS, and Northwestern Mutual.
The fintech firms' latest software updates promise deeper insights and streamlined workflows for advisors navigating complex tax planning needs.
Judge denies wealth management firm's motion to dismiss as ex-Carolina Panthers player and his wife claim advisor defrauded them for years.
Annual cost-of-living adjustment will boost average monthly benefits, yet concerns remain about the adequacy of payments and the program’s long-term funding.
Cockroach advisors like the warm weather, according to a new study from the Journal of Financial Economics.
Robinhood, Morningstar, Coinbase, and Chime were among the financial service providers impacted by this week's outage at Amazon Web Services.
