The SEC chair warned companies against 'AI washing' when they talk to investors about their use of the technology.
Look at the award from the point of view of your clients and prospects before accepting.
The DOL unit closed nearly 200 criminal investigations and recovered more than $840 million through formal enforcement actions.
Mutual funds narrowly maintained their lead over collective investment trusts, but CITs are growing faster, suggesting a potential shift in leadership this year.
The disgraced advisor fleeced more than 400 investors in a fraudulent 'private equity' fund over a 13-year period.
Other firms that saw big increases in the number of CFP professionals in 2023 included Charles Schwab and Northwestern Mutual.
LPL's equity purchase of Atria will cost the firm at least $805 million.
Technology firm says the deal will help it provide specialized support to advisors, donors, and non-profits.
Employee financial wellness programs can help get retirement savings back on track.
Jared Johnson joins the exit planning-focused fintech as business owners and financial advisers face a continuity crisis.
The case revolves around three collective investment trusts in the plan that were subadvised by the firm.
'This appears to be more of a reflection on Stifel,' one industry recruiter says.
While the CFP Board supports the proposal, the FPA has expressed concerns about the DOL rule potentially raising compliance costs for members, increasing the cost of advice and reducing access to advice for some.
The fintech provider is strengthening its commitment to fiduciary advisors with expansion to its portfolio solutions platform.
Partnership will allow faith-based advisors to offer clients custom DAF solutions and engage in comprehensive charitable giving.
Poll of more than 1,200 workers highlights shifting savings habits, student debt woes, and overwhelming demand for advisors.
Firms are bolstering their platforms ahead of faster settlements.
Latest fintech solution brings together AI and data fabric capabilities to mine insights from multiple information sources.
The offering automatically transitions employees approaching retirement age from a target-date fund to a managed account program.
'I’d love to see the [full] SALT deduction come back but not if it means rates go up,' one advisor says.
