Practice Management

Displaying 9930 results
PRACTICE MANAGEMENT FEB 26, 2018
LPL wraps up NPH adviser move, declines to say whether it reached revenue goal

LPL said earlier this month that it was on track to move over 70% of NPH's revenue.

By Bruce Kelly
PRACTICE MANAGEMENT FEB 26, 2018
UBS buckles to pressure over non-solicitation agreements

Changes will be pegged to brokers' 2018 bonuses instead of those for 2017. But is this a trend other firms will follow?

By Jeff Benjamin
PRACTICE MANAGEMENT FEB 26, 2018
How engaging with investor relations teams can provide insights into market opportunities

The trend gives advisers the chance to spot investment opportunities.

By Bloomberg
PRACTICE MANAGEMENT FEB 26, 2018
Now accepting nominations for InvestmentNews' Diversity & Inclusion Awards

We are accepting nominations in several categories; the deadline is April 8.

By FGabriel
INDEPENDENT BROKER DEALERS FEB 24, 2018
Broker protocol: Indecision over recruiting agreement is rampant

Ruckus over recruiting agreement has even wirehouse lifers wondering if it's time.

By Bruce Kelly
OPINION FEB 23, 2018
Designing the Super OSJ of the future

The groups will expand beyond compliance to provide advisers with turnkey solutions, training programs and even succession planning.

By Rich Whitworth
PRACTICE MANAGEMENT FEB 22, 2018
Why offices are starting to look like forests

Companies used to roll out kegs and pingpong tables; now it's Mother Nature.

By Bloomberg
PRACTICE MANAGEMENT FEB 22, 2018
J.P. Morgan adds more than $8 billion in client assets in fourth quarter

Raymond James, LPL Financial and RBC Wealth Management also saw strong net gains in recruiting during the quarter.

By Bruce Kelly
PRACTICE MANAGEMENT FEB 22, 2018
Speculation mounts on whether others will follow UBS' latest move to prevent brokers from leaving

UBS brokers must sign a 12-month non-solicit agreement if they want their 2017 bonuses.

By Jeff Benjamin
OPINION FEB 21, 2018
Fiduciary conduct is good for business

Following fiduciary best practices strengthens client relationships and makes them more enduring.

By Blaine F. Aikin
PRACTICE MANAGEMENT FEB 21, 2018
Can you delegate practice management?

As firms have grown, advisers have embraced working on their businesses as a critical skill set that makes their lives better.

By Joni Youngwirth
OPINION FEB 20, 2018
The gold medal quality advisers can no longer ignore

Olympic athletes can't afford to let momentary setbacks define their future — and neither can advisers

By Ron Carson
PRACTICE MANAGEMENT FEB 20, 2018
The industrialization of asset management

Model marketplaces make assset management services more widely available, but the model portfolios they offer are far from interchangeable

By Scott MacKillop
PRACTICE MANAGEMENT FEB 16, 2018
Morgan Stanley dropping some overseas wealth customers

Move reportedly involves only relatively small international accounts.

By Bloomberg
PRACTICE MANAGEMENT FEB 16, 2018
Gun violence hits investment strategies, sparks political debates with advisers

Screening out weapons companies has limited downside.

By Jeff Benjamin
PRACTICE MANAGEMENT FEB 15, 2018
RIA owners should know what their firm is worth, but many don't get valuations

Getting a valuation from a third-party firm can be costly and complex.

By Jeff Benjamin
PRACTICE MANAGEMENT FEB 15, 2018
Encourage diverse individuals to be leaders

Ask these questions to make sure you're not limiting the success of minorities or women.

By Bloomberg
PRACTICE MANAGEMENT FEB 14, 2018
Don't sell your soul for a large transition package

Advisers should carefully scrutinize the package they're offered for moving their practice to a new firm.

By Bloomberg
PRACTICE MANAGEMENT FEB 14, 2018
Flash crash: The value of advisers in coping with uncertainty

The key isn't building a financial plan for clients but amending the plan as life unfolds.

By Joe Duran
PRACTICE MANAGEMENT FEB 13, 2018
Advisers working with their Valentines

Isn't every day Valentine's Day when you work with your spouse?

By Jeff Benjamin