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One-third of female advisors may quit in next 12 months, feeling unsupported
Carson Group report reveals how culture changes are required to move the needle on gender diversity.
Envestnet rides boom in model portfolios
The firm's platform offers around 2,000 customized products from some 150 asset managers, tapping into rising demand for bespoke portfolios.
Before the ball drops on 2023: Advisors’ year-end checklist
Before kissing 2023 goodbye, advisors had better check a few things off their to-do lists.
Despite myths, TAMPs help advisors save time
AssetMark's Sara Paulson highlights why advisors should be using turnkey asset management platforms.
Known co-founder Molina Niño focuses on wealth gap
The investment advisory firm is highly diverse and will never need a DEI initiative, co-founder says
Another worrisome conflict of interest emerges
With interest rates rising, it's more challenging to make the case for clients having a mortgage or other collateralized loan.
When it comes to responsible investing, language matters
A recent survey shows clients were more likely to talk to their advisors about 'responsible investing' than 'ESG investing.'
Consumers like these wealth apps best, J.D. Power says
On the surface, there isn't much difference, but results people get from planning services can vary wildly.
6 unintended consequences of staying the course
While it may seem ‘safer’ to stay put, there are risks that many advisors are unaware of.
Finra performance advertising proposal helps it keep pace with SEC marketing rule
'There seems to be a little more detail in the Finra rule about the guardrails on the use of the projections,' a compliance lawyer says.
Increasing costs hitting financial advice industry
Expenses are rising: LPL Financial said in October that its core general and administrative expenses were up 15% year-over-year.
The curious case of FTX and bitcoin’s surge
Many clients will see the legitimization provided by bitcoin ETFs as a reason to ask their advisors why they aren’t benefiting from the price increase.
DAFs are the gift that keeps on giving
Donor-advised funds offer many benefits, including tax deductions and the potential for asset growth.
RMD data, Schwab communications roil indie advisors post-TD
Advisors who custodied at TD Ameritrade are adjusting to life under Schwab.
Client engagement strategies, growth and retention in the down markets
Key insights from Gabriel Garcia on adapting to demographic shifts and enhancing client experience in a changing market
Managing transformative change: Lessons learned
An Osaic executive provides some suggestions on how best to handle large-scale changes in your business.
To win business with clients’ kids, advisors really have to try
Most of the time, children don't hire their parents' advisors, but some are more open to it than others.
The latest in financial #AdvisorTech — November 2023
This month’s highlights include Practice Intel’s new ‘growth platform,’ FinanceHQ’s new lead generation platform and RIA startup Farther’s latest funding round.
How advisors can lead with purpose
Advisors from several firms discussed their approaches to being a purposeful business at a recent webinar
Tech-forward advisors serve clients better: Study
The combination of technology and the use of financial psychology 'creates better client outcomes,’ eMoney manager says.
