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Embrace technology, but beware of becoming obsessed with it
Technology that empowers advisers is a key component of a successful strategy, but it is not, in and of itself, a strategy.
Buffett urges Wells Fargo to look beyond Wall Street for CEO
The bank's biggest shareholder says hiring an executive from a financial institution would trigger criticism from Washington, Financial Times reports.
Hiring young advisers: You can’t start too early
RIA firms need to make concerted efforts to find next-gen talent, such as setting up internships and building awareness of their firms
401(k) advisers may be this type of fiduciary — and not know it
Shlomo Benartzi says fiduciary responsibility extends to digital design of web pages for participants, which can influence decisions more than the composition of investment menus.
Want to keep good employees? Know what they value most from their firm
Good pay and benefits matter, but so do management follow-through, regular communication and adequate training.
Arming clients with the tools to teach kids about finances
Advisers are reaching out to the next generation through their parents.
When Envestnet and Apple pivoted
They're two totally different companies, but they share an interesting and useful strategy.
‘Advice’ is changing due to client awareness of fees
Cerulli study says advisers have to pay attention to other aspects of client engagement.
Fintech has opportunity to hire diverse workforce
Startups more likely than established firms to tackle diversity.
To thrive, do what you love
Focusing on doing the things you enjoy and delegating the rest will boost growth and serve you better down the road.
The hedger’s opportunity
Using hedged positions can protect clients' portfolios if the market goes south.
Three crucial compliance requirements to satisfy right now
Advisers who don't know exactly what they need to file, haven't done it or haven't invested the resources to do it right can make big mistakes that can be very time-consuming and costly to undo.
Best Places to Work for Financial Advisers: The research and the data
Here's a look at five key areas where best places and the firms that didn't make the list differed most
Schwab moving to subscription fees could be watershed moment for advice industry
A $30-a-month charge for advice by one of the industry's giants could upend the advisory business.
When living on a half-million dollars a year seems hard
Even though the median family income is roughly $76,000.
Is your office space keeping up with the times?
Decisions about space should take into account such trends as the shift to less conventional configurations.
JPMorgan reportedly cutting hundreds of jobs in asset, wealth unit
The bank employed nearly 24,000 people in asset and wealth management at the end of last year, 4% more than in 2017.
Wells Fargo CEO Tim Sloan steps down
Allen Parker, the bank's general counsel, will serve as interim CEO.
The future of advice is hiding in plain sight
What are the industry's biggest dysfunction and its biggest opportunity? What business model is most likely to succeed, and what operational trend is most important?
A tech transition gone wrong
What other firms can learn from the problems we encountered in adopting a new technology system.
