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The latest in financial #AdvisorTech — August 2023
This month's highlights include Wealth.com’s launch of an AI-driven ‘legal assistant,’ the Kitces Research AdvisorTech study’s depiction of the industry’s integration challenges, and the crop of digitally native RIAs.
SageView founder to become chairman as private wealth leader joins as CEO
The firm is expanding its focus on wealth management and retirement plan advisory.
Former Wells Fargo private bank execs gather assets at new firm
Jack Ginter was the president of Wells Fargo's private bank until he left in 2021.
Helping clients avoid the cost of financial ignorance
Advisors can bring back 'rational thinking' as study to mark Financial Awareness Day reveals lack of knowledge costs average household up to $5,059 a year.
Goodbye, Royal Alliance. Hello, Osaic Wealth
The Royal Alliance name and brand had been around since 1989.
Edward Jones head count, assets grow in second quarter
The firm said it is up 42 financial advisors compared to the first quarter.
Real estate surges to new record value
But not everyone is a winner – and here’s why.
Millionaire clients are less likely to invest more with current firm, report reveals
Clients are less loyal than ever, so how can you boost your share of wallet?
Schwab invests in next generation of investment advisor talent
Firm announces its next round of scholarships for those aiming to become RIAs.
Financial services leaders would rather quit than return to the office
Working from home is deeply entrenched in the psyche of many leaders and firms should take note, Deloitte says.
In CEO race, Morgan Stanley hopes for drama-free handoff
Outgoing CEO Gorman wants an outcome in which the rejected finalists stay with the firm.
Why I stepped aside as CEO of Allworth
I’m not retiring nor am I leaving – I’m moving into a position that more closely aligns with my skill sets and passions.
Building a strong culture to inspire your team
As a practice grows, it's harder to make sure that everyone on the team understands what's important to the firm.
‘Location’ isn’t the only concern for advisors recommending real estate to clients
The volatility in publicly traded real estate stocks begs the question as to the best way to allocate to the sector.
Wedbush wealth management had ‘pervasive’ texting problems: SEC
Wedbush staff members sent and received messages related to providing investment advice to the firm's clients, according to the SEC.
Miami firm gains as big banks drop Latin America clients
Insigneo has tripled its staff and increased its AUM to more than $20 billion from less than $3 billion just six years ago.
LPL adds direct indexing to its model portfolios program
The enhancement was announced at the firm's Focus 2023 event over the weekend.
Planning for the possibility of cognitive decline
New research shows that mental deterioration hits some groups of retirees harder than others.
Are AUM fees heading toward extinction?
The asset-based model is the default setting for many firms, but more creative thinking is needed to attract the next generation of clients.
Bill to allow use of 529 funds for advisor credential courses gains more support
More certified financial planners will help more people make better decisions with their money, says advisor.
