RIA News

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Financial firms score well in 401(k) plan ranking
ADVISOR NEWS RETIREMENT PLANNING APR 09, 2013
Financial firms score well in 401(k) plan ranking

Low costs, high employer contributions are the biggest factors

By Darla Mercado
Companies finding it harder to manufacture profits
INVESTING EQUITIES APR 09, 2013
Companies finding it harder to manufacture profits

Over the next four quarters, the consensus of Wall Street analysts' estimated earnings growth rate is for a re-acceleration of earnings growth from about 7% to 17%. This seems unlikely, and exceeding these lofty estimates may prove nearly impossible.

By Jeffrey Kleintop
RIAS RIA NEWS APR 09, 2013
The Buzz about Google Buzz

By Davis Janowski
RIAS RIA NEWS APR 08, 2013
Dynasty gets some Northern exposure

Deal with Richardson gives advisers access to investment tools on either side of the border.

By AOSTERLAND
INVESTING EQUITIES APR 08, 2013
The Takeaway: Health care rallly now at sick levels

By Joshua Brown
INVESTING EQUITIES APR 08, 2013
U.S. stocks have more room to advance

After the best quarter in a year, stock prices have room for more gains but some analysts are looking for earnings power to drive the rally.

By Gregory Crawford
INVESTING EQUITIES APR 08, 2013
Record U.S. stocks at lowest valuation since 1980

P/E ratio for S&P 500 now at 15.4; what's wrong with this picture?

By John Goff
RIAS RIA NEWS APR 08, 2013
Schapiro's next gig looks to be at GE

Former SEC chairman's nomination will be voted on by shareholders on April 24

By AOSTERLAND
INVESTING EQUITIES APR 08, 2013
Kashkari's Pimco exit may be more about performance than politics

Slow growth for equity unit may have hastened his exit, pundits say.

By Randy Diamond
RIAS RIA NEWS APR 08, 2013
Focus Financial does it again, lands $1B RIA

Tenth deal of 2012 for national aggregator

By AOSTERLAND
RIAS RIA NEWS APR 08, 2013
How much is that advisory firm in the window?

When it comes to what an RIA firm is worth, buyers and sellers tell a very different tale.

By DJAMIESON
RIAS RIA NEWS APR 07, 2013
Bond managers taking on more risk

By Jason Kephart
ADVISOR NEWS RETIREMENT PLANNING APR 07, 2013
Rollover conflicts a task for advisers

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING APR 07, 2013
GAO is on target in rollover report

By MFXFeeder
RIAS RIA NEWS APR 07, 2013
Cetera acquiring two B-Ds from MetLife

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING APR 07, 2013
Now entering: Pension offset zone, a Social Security nightmare

Retirement payout from non-covered work can wipe out a spousal or survivor benefit

By Mary Beth Franklin
RIAS RIA NEWS APR 07, 2013
Protecting against financial ID theft

Advisers should consider the potential for identity theft of clients' children, as well as address social media privacy controls.

By Liz Skinner
ADVISOR NEWS RETIREMENT PLANNING APR 07, 2013
Surprise! A trip to the Social Security office isn't hell on earth

One adviser's visit to the local bureau was easier than expected; there's hope

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING APR 07, 2013
Mary Beth Franklin: Virtual Social Security accounts can be a real pain

Safeguards to prevent identity can also prevent users from setting up online accounts

By Mary Beth Franklin
ADVISOR NEWS FINTECH APR 07, 2013
Wirehouses go big on tech

Two of the largest Wall Street banks — Bank of America Corp. and Wells Fargo & Co. — have been investing heavily in online platforms targeting self-directed investors.

By AOSTERLAND