RIA News

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RIAS RIA NEWS MAY 26, 2011
Fed fiddles while inflation starts to simmer

What do Ben S. Bernanke and his fellow Federal Reserve monetary policymakers not see?

By MFXFeeder
RIAS RIA NEWS MAY 26, 2011
Commodities drop again, raising fears of 'severe' correction

Following a long run-up, commodities last week suffered their largest declines in almost two years, paring this year's gains to about 10%

By Bloomberg
Bad China, good weather will bust commodity market 'en masse,' Grantham says
RIAS RIA NEWS MAY 26, 2011
Bad China, good weather will bust commodity market 'en masse,' Grantham says

Legendary stock-picker Jeremy Grantham didn't get famous for being wrong very often. So when he says two unrelated events could break the commodities market 'en masse,' it's worth taking note.

By John Goff
Financial firms help Japan
INVESTING LIFE INSURANCE AND ANNUITIES MAY 26, 2011
Financial firms help Japan

Financial services firms — many with operations in Japan — are opening their corporate pockets in response to the country's disasters.

By Anya Khalamayzer
ADVISOR NEWS REGULATION AND LEGISLATION MAY 26, 2011
B-Ds to Finra: Back off back-office registration

Broker-dealers, get ready. Your back-office operations are now officially on Finra's front burner

By Dan Jamieson
Tokyo rocked, but U.S. financial firms are staying put
RIAS RIA NEWS MAY 26, 2011
Tokyo rocked, but U.S. financial firms are staying put

Despite a devestating earthquake, blackouts, powerful aftershocks and growing concerns about radiation poisoning, U.S. financial firms in Japan say it's 'business as usual.'

By Jessica Toonkel
'Horrific' earthquake in Japan sends shock waves around the world
RIAS RIA NEWS MAY 26, 2011
'Horrific' earthquake in Japan sends shock waves around the world

An 8.9 magnitude earthquake struck off the east coast of Japan about a half an hour before the local stock markets closed. The massive quake sent oil prices falling and European shares tumbling.

By John Goff
March of the millionaires on the rise -- particularly in Singapore
ADVISOR NEWS RETIREMENT PLANNING MAY 25, 2011
March of the millionaires on the rise -- particularly in Singapore

City-state has highest percentage of millionaire households; China now No.3 in total number of millionaire households

By John Goff
RIAS RIA NEWS MAY 25, 2011
Gold is neither a good nor bad investment

Numerous commentaries in the media would have the investment world believe that gold is a bad investment

By Nick Barisheff
Memo to Congress: It's time for SEC to be self-funded
RIAS RIA NEWS MAY 25, 2011
Memo to Congress: It's time for SEC to be self-funded

The time has come for Congress to cut the purse strings that have long impeded the SEC's ability to do its job

By MFXFeeder
Goldman's O'Neill roasts black swan, sees global stock rally
RIAS RIA NEWS MAY 25, 2011
Goldman's O'Neill roasts black swan, sees global stock rally

GASM boss says 'every little problem that crops up' not a market killer; thinks China stock rally may boost other bourses; 'every little problem that crops up' not a market killer

By John Goff
RIAS RIA NEWS MAY 25, 2011
Much-anticipated site for investors good news/bad news for advisers

BrightScope Inc. has launched a free online service that will allow investors to look up financial advisers

By Jessica Toonkel
ADVISOR NEWS RETIREMENT PLANNING MAY 25, 2011
Don't raid an IRA to pay for college

By MFXFeeder
RIAS RIA NEWS MAY 25, 2011
States worried about viability of prepaid college savings plans

Faced with escalating tuition costs and lackluster investment returns, some states are considering plans to cut back on the benefits offered through their prepaid college savings plans

By Liz Skinner
California goes to school on 529 plans
RIAS RIA NEWS MAY 25, 2011
California goes to school on 529 plans

Aiming to take advantage of lower fees and other investor-friendly trends in the college savings plan market, the Golden State puts its plans out for bid.

By Liz Skinner
John Hancock to pony up $1 million to Louisiana in death benefit flap
INVESTING LIFE INSURANCE AND ANNUITIES MAY 24, 2011
John Hancock to pony up $1 million to Louisiana in death benefit flap

Payment to the Bayou State marks third such settlement for the insurer in less than two months

By Darla Mercado
RIAS RIA NEWS MAY 24, 2011
Startup Washington Wealth Management snags MSSB big John Simmons

Virginia-based firm looking to add more wirehouse advisers; founder touts adviser transition program

By Andrew Osterland
RIAS RIA NEWS MAY 24, 2011
Trace evidence? Ameriprise took years to boot alleged forger, Finra says

Finra censures Amerprise after the firm purportedly discovered a broker who was allegedly forging client signatures -- but failed to boot him out of the company for over two years.

By Bruce Kelly
Connecticut is latest state to probe death benefit payments
INVESTING LIFE INSURANCE AND ANNUITIES MAY 24, 2011
Connecticut is latest state to probe death benefit payments

Connecticut's insurance department yesterday kicked off an inquiry into insurers' payments of death benefits and the steps the insurance companies take to locate beneficiaries.

By Bloomberg
INVESTING FIXED INCOME MAY 24, 2011
Deutsche Bank: Bargains going a-begging in muni market

Investors are continuing to stampede out of tax-exempt muni bond funds, but they probably shouldn't, according to Gary Pollack, Deutsche Bank AG's head of fixed-income trading

By Andrew Osterland