Jon Beatty, head of Schwab Advisor Services, explains how independent advisors are reshaping their business models around client trust, AI, and new client growth.
Waverly lands its 25th deal since 2021 with a tax-focused RIA in Ohio, while independent RIAs Moneta and Private Advisor Group announce mergers in New Jersey and Michigan.
Report shows RIAs are investing in trust, tech and talent.
Industry veterans join RIAs from Bank of America, Hightower Advisors.
With next-generation workers facing the hardest hit, Senior Wealth Advisor says weighing other job opportunities and maintaining healthy savings habits will continue to be critical.
Green is joining the California-based RIA with more than 15 years of experience, including his most recent stint as Osaic's human resources chief.
The $260 billion consolidator continues its growth in the family office space with a new stake in New England.
The two serial acquirers added new partners on separate sides of the map, including a $570 million Bay Area RIA and a $600 million planning-focused firm in Pennsylvania.
The founder and CEO shared with InvestmentNews his thoughts of Future Proof's evolution and how his approach — combined with technology — is elevating the wealth management industry.
Advising on held-away retirement assets can pose challenges. Self-directed brokerage accounts offer a path forward.
InvestmentNews caught up with Altruist CEO Jason Wenk after his time at Future Proof to discuss the conference, Altruist's deal with Josh Brown's Ritholtz Wealth Management, and Robinhood's planned entry into the RIA custody market.
Parkwoods Wealth Partners also extended its reach in Indiana as a $350 million RIA joins the firm.
Dan Cole joins LinePoint as its new CFO, while Jason Thomas steps in to lead tax strategy at Stephens' private wealth division.
Ameriprise has also added a $130 million advisor from PNC, while a former pro golfer from LPL takes to Cetera's tax-focused community, Avantax.
"At the end of this year, every employee is going to have equity, and part of annual compensation will include profit interest rates going forward," James Bogart told InvestmentNews in an exclusive. The $3 billion RIA aims to reach $22 billion AUM by 2033.
Travis Danysh explains how the mega-RIA network is "[presenting advisors] with a brighter future for themselves, their employees, and their clients."
Wealthspire's Julie Penwell and Lionshares startup CEO Sofia Massie share insights on how to embrace being innovators and entrepreneurs in wealth management.
Gregory Kadet and Cecily Bolding have been given managing director roles at the firm's private wealth offices in the Rocky Mountains and Dallas, Texas.
From a performance-first mindset to high-touch service and talent development, the inaugural report on top-performing firms shows how top firms achieve significant asset and client growth.
An ex-Ameriprise duo has also joined LPL in Virginia, while Raymond James welcomes advisors from Edward Jones and Oppenheimer to its network.
