Watterson Financial Planning is the firm's first acquisition in the UK
Aggregator kicks off 2021 with the largest deal in its 12-year history
Ongoing consolidation has been good for some aggregator firms, but others are being left out.
The forthcoming plans present challenges and opportunities, record keepers say
The transition to the incoming Biden administration has only just begun. But U.S. advisers are already looking into the future at the 12-month outlook.
Worden Capital Management displayed lax oversight of brokers' trades, according to Finra
Morgan Stanley’s $1.7 million settlement highlights remedies for excessive fees
On the latest tech STACK$ podcast, Ric Edelman leads an all-star guest list providing a crash course in Bitcoin and cryptocurrency.
The strategy is seen as an opportunity to help train younger advisers and prospect for wealth management clients.
Combining financial wellness with traditional wellness programs can highlight their value, according to guests at a recent RPA event.
A CARES Act provision that encourages companies to repay their workers' student loans would be available for another five years
M&A activity posted another record for the year despite the slow second quarter
Guests at the RPA Convergence Broker-Dealer Roundtable and Thinktank say it might be a while before annuities are used in many plans.
Ralph Hamers is caught up in an investigation of money laundering that occurred while he headed ING Groep
Revision of the advertising rule in place since 1961 reflects technological advances like social media marketing, according to the regulator
A small section of Tuesday's spending bill will help some employers avoid partial plan terminations
Les Brun, co-founder of Ariel Alternatives, shares his vision for “Project Black,” the firm’s initiative to invest in middle-market companies to scale the number of minority-owned businesses.
The new fund designed for wealthy investors will be seeded with $20 million
The conflicts of interest ranged from 12b-1 fees to cash sweep accounts to alternative investments
The sale is part of CEO Charlie Scharf's effort to focus the bank on key businesses
