Big moves stir speculation the company may be revising the allocations of its model portfolios
XYPN co-founder Michael Kitces says the federal appeals court’s decision to uphold the measure could ‘embolden’ states
The combined companies will give retirement savers the ability to view all of their financial accounts in one place
By claiming her Social Security early, will my client's benefits be permanently reduced?
Bernicke Wealth Management is leaving Triad and TD Ameritrade
The deal would bring Personal Capital's online and human adviser services to Empower's retirement plan business
InvestmentNews’ 40 Under 40 project, now in its seventh year, highlights young talent in the financial advice industry. This year’s list includes entrepreneurs with their own advice businesses, leaders in financial planning academia and the youngest FPA president ever
Delivering advice that has little directly to do with market performance has proven to be effective
The deal creates the fourth largest turnkey asset management platform, behind Envestnet, SEI and AssetMark
The 2nd Circuit rules the SEC acted within its authority to set new broker advice standard
The restrictions relate bank dividends to recent earnings, and Wells Fargo's earnings slumped 89% in the first three months of the year
In a letter to a U.S. appeals court, the Department of Labor again argues that the state-sponsored auto IRA is preempted by ERISA
The asset manager is reducing the cost of key iShare funds by one basis point
Finra launched its investigation into 529 sales in 2019
For the first time, individual investors will have direct access to coveted DFA strategies
Less than 5% of participants have taken distributions related to COVID-19, several surveys show
RubinBrown and Wealth Management Advisors combine
After the tragic death of a customer, the investment platform made significant changes. More may need to be done
Bank buybacks are also banned through the third quarter; Wells Fargo seen most at risk for dividend cut
Only 0.1% of plan assets are in ESG-specific funds, but many, if not most, investment products have integrated ESG criteria
