The 2nd U.S. Circuit Court of Appeals agreed to an expedited oral argument in early June
The purchase will help the discount brokerage develop thematic and direct indexing for clients
Donald Woods inflated retirees’ wealth figures so that he could sell them REITs
Passive management and cash took a back seat to actively managed stock and bond strategies
These independent broker-dealers have the highest percentages of female producing reps
Two dominant sponsors of donor-advised funds say the crisis illustrates the vehicle’s value
The CEO sees taxes rising for individuals and companies, and predicted the corporate rate will be raised from the current 21% up to 28% or 29%
Mediators will work remotely for $100 an hour; so far, 85 agree to participate
The digital wealth management platform had been up for sale since January
Some firms said they will never go back to the way things were before the pandemic
Interactive software helps advisers initiate planning discussions with clients
InvestmentNews Chief Content Officer George Moriarty talks about how annuity sales fared during the first quarter
Tiffany Larew describes how the firm's employees raised $145,000 to aid U.S. nonprofits helping those most hurt by pandemic's fallout
As advisory firms become more comfortable with using digital tools, new tech could make some jobs obsolete
The move by Winston Wealth, a hybrid managing $300 million, follows a similar shift last week by JFC Financial
The firm suggests buying U.S. and emerging market debt and averaging into select stock sectors
The stress involved in working with clients in the current environment is considerable, and firm culture and support are key factors
Finra and state administrators are set to launch online testing for Series 6, 7, 63, 65 and 66 exams
InvestmentNews' CEO talks about how InvestmentNews has used technology to better engage advisers during this unique time
The economic slowdown resulting from COVID-19 will cut into the program’s revenue and boost its expenses
