Industrials to consumer spending to drug research look good. Here's why.
Online advisor Personal Capital announces an app for smartwatches.
Investment companies and advisers are experimenting with the games to help them win clients.
22 states do not recognize same-sex marriage, and some require LGBT filers to complete 'dummy' federal returns. Tax year 2013 was the first of what may be many confusing filing seasons.
Same-sex couples need new strategies in tough tax climate
The firm has been expanding its product offerings and has considered an acquisition as independent firms move to compete for ultrawealthy clients.
After a rip-roaring 2013 and an early chill in 2014, stocks are either on the cusp of a correction or poised for further gains. Bonds, meanwhile, still face rising rates at some point, with tapering in full swing. What's an investor to do?
Bill Gross' firm and Western Asset pulled as subadvisers from Mercer fund with $1.1 billion.
Executives across the industry, from wirehouses to independent and regional firms, are enjoying fatter paychecks and bigger bonuses as advisers become a more important part of firms' balance sheets. <i>(Don't miss some rather outlandish <a href="http://www.investmentnews.com/gallery/20140324/FREE/324009999/PH" target="_blank">top executive benefits</a>.)</i>
As the Federal Reserve gears up to raise rates, this is the one caveat that could stand in the way
Three clients of former broker at Hancock unit receive award for losses in failed land deals.
UBS Puerto Rico closed-end muni bond fund investors are losing billions; new research pegs losses at $1.66 billion over the first nine months of 2013.
Move designed to create distance between investment creation and distribution.
In a move that will shake the advice industry, Massachusetts securities cop William Galvin sent subpoenas to 15 brokerages. The request? He wants information about sales of alternatives to seniors.
The former Wall Street executive, along with Pax World, is throwing her weight and her money behind a revived mutual fund that invests in publicly traded companies that have greater numbers of women in management positions.
Defunct brokerage MF Global Inc. will begin final distributions to satisfy $6.7 billion in claims, but has justice prevailed?
Do you have a business plan? Is it in writing and regularly reviewed? If your answer to one or both of these questions is “no”, what are you waiting for?
A former Wells Fargo trainee has sued the firm, claiming that its effort to get back $50K in training costs violates labor law. If the claim sticks, brokers could have a tough time recouping such costs from ex-employees who leave firms early.
Combined companies will have $220B in assets; Putnam chief Robert Reynolds named CEO of Great-West Lifeco U.S.
Fastest-growing units are turning toward fee-based investment and planning advice.
