RIA News

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RETIREMENT PLANNING JUL 24, 2014
401(k) mutual fund investors enjoying declining fees

By Minda Smiley
RETIREMENT PLANNING JUL 24, 2014
How to calculate the maximum family benefit from Social Security

A young family can change the equation, so that claiming early makes sense.

By Mary Beth Franklin
RIA NEWS JUL 24, 2014
The ongoing rot in the economy

Past the headline figures, disposable income is stagnant and consumers are spending above their means.

By Eric Sprott
EQUITIES JUL 24, 2014
Global markets feeling pressure from increased geopolitical risks

On today's <i>Breakfast with Benjamin</i> menu, global markets feel the pressure of an uptick in geopolitical risk, as oil prices move higher. Plus notes on where to go when volatility rises, and more.

By Jeff Benjamin
EQUITIES JUL 24, 2014
Obama pushes tighter border rules for U.S. companies trying to exit for tax purposes

On today's <i>Breakfast with Benjamin</i> menu, Pres. Obama pushes for tighter border rules for U.S. companies trying to exit for tax purposes, asset managers unprepared for a bear market, and more.

By Jeff Benjamin
FIXED INCOME JUL 24, 2014
The downsides of laddered bond portfolios

By Terry Hults
INDEPENDENT BROKER DEALERS JUL 24, 2014
LPL losing a top recruiter

LPL is losing one of its leading recruiters, in the wake of three other recruiters resigning in the past year and a half.

By Bruce Kelly
LIFE INSURANCE AND ANNUITIES JUL 24, 2014
State regulators on high alert for complex investment and insurance sales

Structured products, non-traded REITs and private placements just a few of the products under scrutiny.

By Darla Mercado
RETIREMENT PLANNING JUL 24, 2014
Treasury OK's putting 401(k) and IRA dollars into longevity annuities

The Treasury Department announces a rule that will allow retirement plan participants access to deferred-income annuities, also known as longevity insurance.

By Darla Mercado
RETIREMENT PLANNING JUL 24, 2014
Supreme Court rejects stock-drop defense often used in 401(k) cases

High court says 'presumption of prudence' shouldn't be considered a special defense against lawsuits alleging breaches of fiduciary duty.

By Robert Steyer
RETIREMENT PLANNING JUL 24, 2014
Clintons shine spotlight on tax strategy that splits a house in two

The qualified personal residence trust has enabled Bill and Hillary Clinton to save on estate taxes, but that doesn't mean it makes sense for everyone.

By Darla Mercado
FINTECH JUL 24, 2014
Betterment for advisers on its way as firm adds trust, tax-loss harvesting products

Betterment Institutional for advisers will launch by early 2015, CEO says.

By Joyce Hanson
FINTECH JUL 24, 2014
Wealthfront CEO sees his robo-adviser as the next Schwab

Wealthfront CEO Adam Nash sees his robo-adviser as the next Schwab but naysayers counter that even $1 billion in AUM doesn't a winning company make.

By Joyce Hanson
RIA NEWS JUL 24, 2014
Legg Mason shares fall most in three months as revenue misses forecast

Legg Mason Inc., the money manager that has struggled with more than five years of net redemptions, fell by the most in three months after revenue missed analysts estimates.

By Matt Ackermann
PRACTICE MANAGEMENT JUL 24, 2014
How to use your hobbies to master client prospecting

Prospecting from your passions can unify and engage what you enjoy with your profession.

By Frank Maselli
RIA NEWS JUL 24, 2014
Legg Mason to buy money manager QS Investors in equity push

Legg Mason Inc., the money manager that has struggled with more than five years of net redemptions, said it will buy QS Investors, a global quantitative equity firm.

By Matt Ackermann
RIA NEWS JUL 23, 2014
U.S. investors move into foreign stocks

It's a smart investing bet, but it's not happening because investors have become savvy. Retirement plans are becoming more sophisticated, putting investors into more global holdings.

By Bloomberg
ALTERNATIVES JUL 23, 2014
Multialt fund: A hedge with its own risks

By Jeff Benjamin
EQUITIES JUL 23, 2014
Barclays pushes back dark pool charges

On Friday's menu: Barclays hits back on dark pool charges. Plus: Seeing the markets through the eyes of regular investors, why young folks should embrace bear markets, discount retailers set to shine, another cheap swipe at mortgage interest deductions, and the SEC hasn't forgotten about those pesky high-speed traders.

By Jeff Benjamin
RETIREMENT PLANNING JUL 23, 2014
Which asset class looks most like a bubble now?

The definition of an asset bubble is record demand for an asset class at a time when the expected return is at the lowest.

By Scott Colyer