RIA News

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RIAS RIA NEWS DEC 24, 2013
Is it time to rethink the price-earnings ratio?

Investment strategist James Paulsen of Wells Capital Management asks whether it is time for investors to shift their historic perceptions of the potential long-term performance of stocks in light of the past 25 years of performance.

By Bruce Kelly
RIAS RIA NEWS DEC 23, 2013
Predictions for 2014

Here's what advisers can look for (or look forward to, depending) in 2014. By those with an ear to the ground.

By Gregory Crawford
INVESTING EQUITIES DEC 23, 2013
The sleigh is loaded up for a Santa rally

Plus: Hedge funds short gold, bonds embrace Fed taper, Obamacare hits the family budget hard, a case for reverse mortgages, and holiday tipping tips

By Jeff Benjamin
ADVISOR NEWS RETIREMENT PLANNING DEC 23, 2013
Variable annuity sellers clamp down on payments to existing contracts

Two of the largest variable annuity sellers sharply pulled back on additional premiums into existing contracts during a busy third quarter for the sellers.

By Darla Mercado
RIAS RIA NEWS DEC 22, 2013
The worst investment of 2013 was...

Find out which asset fared the poorest this year, plus other must-reads from wealth manager and CNBC commentator Josh Brown

By Matt Ackermann
ADVISOR NEWS REGULATION AND LEGISLATION DEC 20, 2013
Wedbush founder faces bigger penalty, suspension after losing appeal

A review board denies the 82-year-old founder and president of Wedbush Securities' appeal and issues harsher sanctions, increasing the scope of the original suspension and doubling the fine for reporting violations.

By Mason Braswell
INVESTING EQUITIES DEC 20, 2013
Fed set to knock another $10B off its quantitative easing program

Breakfast with Benjamin: At Bernanke's final meeting, Fed poised to cut another $10B from its bond-buying program. Plus: CEOs struggle to manage expectations, income tax pain hits home, a tale of two homebuilder ETFs, and young folks aren't biting on the Obamacare sales pitch.

By Jeff Benjamin
RIAS RIA NEWS DEC 20, 2013
The worst investment of 2013 was...

Find out which asset fared the poorest this year, plus other must-reads from wealth manager and CNBC commentator Josh Brown

By Joshua Brown
INVESTING EQUITIES DEC 20, 2013
Bull market shows no sign of death with Yellen support

A paradox for the ages as weak economy pushes stock prices higher.

By Gregory Crawford
INVESTING FIXED INCOME DEC 20, 2013
Yellen says easing to live on until economy picks up

Senate confirmation hearing confirms dovish stance.

By Gregory Crawford
INVESTING ALTERNATIVES DEC 20, 2013
Prepping Janet Yellen for the hot seat

Plus: Elizabeth Warren vs. Wall Street, emerging markets see downside of credit boom, and the realities of alternative energy investments. All in Breakfast with Benjamin.

By Jeff Benjamin
RIAS RIA NEWS DEC 20, 2013
Investors still favor cash, BlackRock's Kapito says

BlackRock Inc. President Robert Kapito said investors are still largely in cash five years after the financial crisis.

By Matt Ackermann
ADVISOR NEWS RETIREMENT PLANNING DEC 19, 2013
Small can be big in 401(k) plans

By Darla Mercado
ADVISOR NEWS RETIREMENT PLANNING DEC 19, 2013
Hefty tax bills could lurk in failed life insurance policies

Investors who surrender or let policies lapse risk big tax bills for so-called phantom income.

By Darla Mercado
ADVISOR NEWS OPINION DEC 19, 2013
Optimizing tax-loss harvesting

Crucial blocking and tackling for financial advisers

By Chad Smith
RIAS RIA NEWS DEC 19, 2013
Federal Reserve inspires new confidence in stocks and bonds

Modest $10 billion cut plus reaffirmation of zero-interest rate policy puts nervous investors at ease

By Jeff Benjamin
RIAS RIA NEWS DEC 19, 2013
Wall Street broker contests SEC's probe with harassment lawsuit

Companies usually keep a low profile when the Securities and Exchange Commission investigates them. Robert DePalo decided to sue.

By Matt Ackermann
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 19, 2013
LPL adds to its team in Michigan

Two advisers, who together managed about $4.38 billion, join from NorthStar Financial Partners.

By Trevor Hunnicutt
RIAS RIA NEWS DEC 19, 2013
BrightScope opens platform, allowing advisers to make changes for free

After complaints, the consumer-facing website reverses course by letting advisers claim and maintain their profile at no charge.

By Joyce Hanson
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 19, 2013
J.P. Turner must pay more than $700,000 in restitution to clients

Finra on Wednesday ordered midsize independent broker-dealer J.P Turner & Co. to pay more than $700,000 in restitution to clients who complained about unsuitable sales of leveraged and inverse exchange-traded funds and excessive mutual fund switching by one registered representative.

By Bruce Kelly