RIA News

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Bored with AI investments already? This disruptor may be what you need
RIA NEWS JUL 30, 2024
Bored with AI investments already? This disruptor may be what you need

An industry that connects AI and science is set to shake up almost every industry.

By Steve Randall
It's Whistleblower Appreciation Day, celebrating the 246th anniversary of legislation
RIA NEWS JUL 30, 2024
It's Whistleblower Appreciation Day, celebrating the 246th anniversary of legislation

IRS says whistleblowers remain essential to maintaining compliance.

By Steve Randall
Jared Kushner linked firm loses $36B on paper, in minutes
RIA NEWS JUL 30, 2024
Jared Kushner linked firm loses $36B on paper, in minutes

QXO shares slumped 81% in after-market trading Monday.

By Bloomberg
Short-seller Andrew Left says he's not guilty of fraud
RIA NEWS JUL 30, 2024
Short-seller Andrew Left says he's not guilty of fraud

Prosecutors allege market manipulation, court sets $4M bond.

By Bloomberg
Morgan Stanley economist to head up new wealth management team
RIA NEWS JUL 30, 2024
Morgan Stanley economist to head up new wealth management team

Ellen Zentner will lead the new thematic and macro investing unit.

By Bloomberg
Advisors split on whether to buy Bitcoin as crypto breaks out
RIA NEWS JUL 29, 2024
Advisors split on whether to buy Bitcoin as crypto breaks out

Bitcoin is breaking out, but is now the best time to get in?

By Gregg Greenberg
JPMorgan taps UBS alum to lead private banking in Tennessee
RIA NEWS JUL 29, 2024
JPMorgan taps UBS alum to lead private banking in Tennessee

The appointment marks a full circle moment for the banking giant’s new hire as he raises the firm’s profile in Nashville.

By Leo Almazora
Raymond James adds three to employee advisor unit
RIA NEWS JUL 29, 2024
Raymond James adds three to employee advisor unit

The firm’s new hires in Arkansas, Ohio, and Michigan, including a defector from Edward Jones, collectively managed more than $380M.

By Leo Almazora
SEC sanctions advisor for deceptive cherry-picking scheme
RIA NEWS JUL 29, 2024
SEC sanctions advisor for deceptive cherry-picking scheme

Advisor handed almost $1 million penalty as agency highlights a lack of policies and procedures.

By Jonalyn Cueto
Arkadios Capital expands with major advisory team transitions
RIA NEWS JUL 29, 2024
Arkadios Capital expands with major advisory team transitions

The broker-dealer has been praised for its flexible framework and client-centric approach.

By Jonalyn Cueto
Southshore Wealth Management joins Cetera Advisor Networks from Ameriprise
RIA NEWS JUL 29, 2024
Southshore Wealth Management joins Cetera Advisor Networks from Ameriprise

McCormick brings with him over $151 million in assets under administration.

By Jonalyn Cueto
SEI introduces new addition to its executive management team
RIA NEWS JUL 29, 2024
SEI introduces new addition to its executive management team

Appointee has over 35 years of industry experience with expertise in investment management.

By Jonalyn Cueto
Elevation Point bolsters leadership with two UBS execs
RIA NEWS JUL 29, 2024
Elevation Point bolsters leadership with two UBS execs

The newly added founding partners at Jim Dickson's firm also both bring significant experience from Merrill Lynch.

By Leo Almazora
Industrial Real Estate and the Opportunity for Value Investors
RIA NEWS JUL 29, 2024
Industrial Real Estate and the Opportunity for Value Investors

In the latest AccessAres' Private Market Insights newsletter, AWMS’ FAST Team explores why now may be the most compelling (re)entry point into the industrial real estate sector for value investors since the Great Financial Crisis.

By IN Staff
What's the most popular private equity sub-strategy, according to advisors?
RIA NEWS JUL 29, 2024
What's the most popular private equity sub-strategy, according to advisors?

Latest data highlights clients' preference in the small-but-growing PE space.

By Steve Randall
Bank employees spend hours searching for compliance documents
RIA NEWS JUL 29, 2024
Bank employees spend hours searching for compliance documents

It adds up to millions of dollars in lost time for financial institutions.

By Steve Randall
Morgan Stanley says economy-tied stocks to weaken
RIA NEWS JUL 29, 2024
Morgan Stanley says economy-tied stocks to weaken

Corporate earnings outlook has dimmed.

By Bloomberg
Three major central banks set for rate decisions this week
RIA NEWS JUL 29, 2024
Three major central banks set for rate decisions this week

Fed not expected to cut, but traders hope for September signals.

By Bloomberg
What's the best Trump Trade right now?
RIA NEWS JUL 29, 2024
What's the best Trump Trade right now?

Spoiler alert: It's not the US dollar.

By Bloomberg
Another Wall Street titan to launch funds in UAE
RIA NEWS JUL 29, 2024
Another Wall Street titan to launch funds in UAE

New feeder funds will operate through local licensed promoters.

By Bloomberg