RIA News

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RIAS RIA NEWS FEB 28, 2012
Fed's low-interest-rate policy is a threat

Whether the Federal Reserve's plan to keep interest rates near zero for a protracted period of time will encourage the business sector to expand is open to debate.

By MFXFeeder
TD's Bradley: Volatility ups value of adviser
RIAS RIA NEWS FEB 28, 2012
TD's Bradley: Volatility ups value of adviser

Cool-headed thinking most needed during market gyrations; options one way to take advantage

By Bloomberg
Oros bolts TCA to head up RIA sales for Fidelity
RIAS RIA NEWS FEB 28, 2012
Oros bolts TCA to head up RIA sales for Fidelity

Industry veteran will oversee sales, relationship management

By Bloomberg
ADVISOR NEWS WIREHOUSES FEB 28, 2012
'Wall Street' sequel taps brokerage executive to bring '80s back to life

The door from the trading floor to the chief executive's office opens, and before it can close, the voice of a broker working the phones is heard, using a line that could have been lifted from the Shearson Lehman playbook of the go-go 1980s.

By Bruce Kelly
RIAS RIA NEWS FEB 27, 2012
Graham disciple and Buffett favorite dead at 95

By Bloomberg
INVESTING EMERGING MARKETS FEB 27, 2012
U.S. value buyers find gold in Europe's battered equities

By Dan Jamieson
Merrill bias suit gains class action status
RIAS RIA NEWS FEB 27, 2012
Merrill bias suit gains class action status

Suit filed by broker in 2005 lives after appeals court reversal

By Andrew Osterland
RIAS RIA NEWS FEB 27, 2012
Smooth sailing now, but still plenty of head winds for U.S. economy: Morningstar

Expiring tax cuts, divided Congress and a hard landing in China among the chief worries

By Jeff Benjamin
ADVISOR NEWS REGULATION AND LEGISLATION FEB 27, 2012
Obama to the rich: Time to ante up

By Liz Skinner
RIAS RIA NEWS FEB 27, 2012
Markets hang in, despite Greek woes

By Jeff Benjamin
Commodities are now mainstream: Survey
RIAS RIA NEWS FEB 27, 2012
Commodities are now mainstream: Survey

With a a third of broker reps and indie advisers allocating to precious metals, commodities are now mainstream

By Jeff Benjamin
Investors paying through the nose for Pimco closed-end funds
RIAS RIA NEWS FEB 27, 2012
Investors paying through the nose for Pimco closed-end funds

Debt funds trading at steep premium; 11.5% hard to pass up

By John Goff
With mild weather this year, it's been all downhill for ex-Merrill brokerage exec
RIAS RIA NEWS FEB 27, 2012
With mild weather this year, it's been all downhill for ex-Merrill brokerage exec

Business at Win Smith's Vermont ski resort off 15%; 'very much like my old world'

By John Goff
Treasury's lifetime-income proposals lean heavy on education
ADVISOR NEWS RETIREMENT PLANNING FEB 27, 2012
Treasury's lifetime-income proposals lean heavy on education

Observers find proposals to be well intended, but say workers have a lot to learn on annuities

By Bloomberg
ADVISOR NEWS INDEPENDENT BROKER DEALERS FEB 27, 2012
Broker-dealer's parent gets its stock out of hock from a pawn shop

By Bloomberg
RIAS RIA NEWS FEB 27, 2012
Jeffrey Saut: Why it's a mistake to be too bearish

The turtle makes no progress until it sticks its neck out; I have been sticking my neck out since Thanksgiving, believing the Santa rally was beginning.

By Jeffrey D. Saut
MedCap co-founder faces tax evasion charges
RIAS RIA NEWS FEB 27, 2012
MedCap co-founder faces tax evasion charges

One of the founders of Medical Capital Holdings Inc., the issuer of tainted private placements that have devastated dozens of broker-dealers, faces five counts of failing to file a federal income tax return.

By Bruce Kelly
Morgan Stanley Smith Barney shuns risk as Europe recession looms
RIAS RIA NEWS FEB 26, 2012
Morgan Stanley Smith Barney shuns risk as Europe recession looms

Morgan Stanley Smith Barney's wealth-management arm is shunning risk despite rallying stocks and junk bonds

By Doug Cubberley
ADVISOR NEWS RETIREMENT PLANNING FEB 26, 2012
Pensco pulls off 'game changer' of an acquisition

By Dan Jamieson
ADVISOR NEWS RETIREMENT PLANNING FEB 26, 2012
Neither a borrower nor a lender be

By MFXFeeder