RIA News

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ADVISOR NEWS RETIREMENT PLANNING JUN 22, 2010
Three 'must-have' conversations with middle-aged clients

By Mark Bruno
INVESTING LIFE INSURANCE AND ANNUITIES JUN 22, 2010
B-Ds may cut ties with insurers over annuity rules

By Darla Mercado
Gold bubble about to burst, says Oppenheimer's Belski
RIAS RIA NEWS JUN 22, 2010
Gold bubble about to burst, says Oppenheimer's Belski

Almost forty years after the U.S. officially abandoned the gold standard and its $35-an-ounce peg, the price of spot gold on Friday reached $1258 an ounce, another record, on Friday.

By Hilary Johnson
ADVISOR NEWS REGULATION AND LEGISLATION JUN 22, 2010
Why are small broker-dealers disappearing?

The uncertain economy is compounding a long-term problem in the brokerage business: its shrinkage.

By Bloomberg
ADVISOR NEWS WIREHOUSES JUN 22, 2010
Advisers on the Move: $1M Merrill team bolts to Morgan Stanley Smith Barney

James Flynn, Rance Hillier and Merritt Zahner will work out of the Madison, Conn. offices of Morgan Stanley Smith Barney

By Mark Bruno
INVESTING LIFE INSURANCE AND ANNUITIES JUN 22, 2010
Insurers cuffed by new annuity suitability rules

Many representatives and agents say the new requirements add to the already complex layers of review required by Finra.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION JUN 21, 2010
SEC accuses adviser, brokerage of fraud

Federal regulators on Monday filed civil fraud charges against an investment adviser and his firm in connection with complex securities tied to mortgages during the housing market bust.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING JUN 21, 2010
The middle years: Long-term care

There's no single solution for dealing with such a diverse age group. But in this clip from Digital Adviser2Adviser, we look at three key points to discuss with clients -- including long-term care.

By John Goff
INVESTING LIFE INSURANCE AND ANNUITIES JUN 21, 2010
No more regs needed for STATs: B-D exec

Stranger-originated annuity transactions have plenty of layers of oversight already, says ValMark Securities' Caleb Callahan

By John Goff
RIAS RIA NEWS JUN 21, 2010
Great bet now? Short IPOs, says Direxion's Schuster

The fund's strategy is designed to be less correlated to the overall equity markets by concentrating on three stages of an IPO.

By Bloomberg
RIAS RIA NEWS JUN 20, 2010
TIAA-CREF's ex-wealth management boss heading for the exit

Maliz Beams, one of the highest- ranking women at TIAA-CREF, is leaving as part of a management reshuffling at the firm, which oversees $426 billion in retirement assets.

By Bloomberg
RIAS RIA NEWS JUN 20, 2010
Time to rethink our national housing policy

Although lax home-lending standards weren't the sole reason for the credit collapse and economic downturn, they contributed mightily to our economic headaches.

By MFXFeeder
INVESTING LIFE INSURANCE AND ANNUITIES JUN 20, 2010
Allianz CEO wants bigger piece of indexed-life market

By Darla Mercado
RIAS PRACTICE MANAGEMENT JUN 20, 2010
The benefits of a 'naked' approach to clients

Many years ago, I developed an approach to consulting — one that we have used in my firm for the past dozen years. It is called naked consulting, and yes, it is as much fun as it sounds.

By Patrick Lencioni
ADVISOR NEWS INDEPENDENT BROKER DEALERS JUN 20, 2010
LPL's Mark Casady: Five more years

LPL Investment Holdings Inc. last week said that it has sealed the deal with the executive who has overseen the company's growth and its march to an IPO.

By Bruce Kelly
RIAS RIA NEWS JUN 20, 2010
Will Merrill Edge boost or bite BofA?

In rebranding its online discount brokerage, Bank of America is trying to squeeze in to an already crowded space.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING JUN 18, 2010
Workers relying on 'guesswork' in managing retirement plans

Many go by 'gut feeling,' survey finds; most admit they're not saving enough for old age

By Jeff Benjamin
ADVISOR NEWS RETIREMENT PLANNING JUN 18, 2010
Pension industry to fight for retirement plan tax breaks: IN's Schoeff

PAC funding boosts ASPPA's clout on Capitol Hill; 'bigger voice'

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING JUN 18, 2010
Advisers could gain from small-business legislation

The passage of a bill that would permit in-plan Roth conversions and allow partial annuitization of annuity contracts could prove to be a boon for financial advisers.

By Darla Mercado
IN's Cooper: Those crazy French, er, Americans
ADVISOR NEWS RETIREMENT PLANNING JUN 18, 2010
IN's Cooper: Those crazy French, er, Americans

Mon dieu! When it comes to fiscal restraint, the U.S. is no better than France

By Evan Cooper