'We’ve absolutely slowed down the pace of the acquisitions,' the CEO said Thursday morning on CI Financial's first-quarter earnings call.
The firm’s Corporate Registered Investment Advisor model provides support and resources for independent adviser representatives who are exclusively fee-based.
Emigrant's investment will support the next phase of growth for Koda Capital; the stake represents Emigrant's first direct partnership outside the US.
Plan advisers will be able to use Envestnet's retirement plan tools on the Kestra platform.
Fidelity wants to make it easier to allocate 401(k) assets into Bitcoin, while the Department of Labor is warning plan fiduciaries to be extremely careful about using crypto.
Refinanced student loans could offer investors an alternative source of income and get delinquent loans off the books.
The Financial Planning Association's four-hour course is intended to help advisers assist families with education decisions.
The April report on consumer prices suggests inflation could result in an 8.6% cost-of-living adjustment to next year’s benefits.
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Orion Advisor Solutions is expanding its TAMP capabilities by acquiring TownSquare Capital, a boutique investment and trading firm.
The move will allow CI Financial to provide trust solutions to high-net-worth and ultra-high-net-worth clients.
Anthony Naso and an accomplice identified themselves as law enforcement and wore police-style badges during an attempted robbery in 2020, according to police.
Karn Couzens & Associates is based in Farmington and led by Robert A. Karn and Jeffrey P. Couzens.
InvestmentNews is partnering with FiComm on the Advisor Podcast Awards, and the deadline for nominations is Friday.
Skafco, based in Dublin, Ohio, is led by Rod Skaf and Wayne Niles.
Peter Carmack exits Wells Fargo and sets up shop as Carmack Capital Management in Lees Summit, Missouri.
Christine Gustafson and her team at Phoenix Wealth Management are based in Phoenix, Arizona.
Dana Pollard and Justin Mishacoff of Woodbury, Minnesota-based Lumitas Wealth Strategies join the firm’s network of independent advisers.
Michael Anania formed The Anania Group of Raymond James in Dublin, Ohio, along with two staff members.
The broker-dealer self-regulator projects a drop in corporate filings and market trading volume, which will reduce its fee income.
