Participants in their 20s have more than half their retirement plan assets in the funds, a study by ICI and EBRI shows.
Dimple Shah is named executive vice president of corporate strategy and Iryna Northrip becomes chief compliance officer for investment advisory.
The strategy blends short-term Treasury bonds with put options on longer-term bonds to ride the trend toward higher rates.
A Finra arbitration panel ordered UBS to pay the clients $2.9 million in compensatory damages and $966,000 in attorneys' fees.
Advisers are hoping the worst is over and trying to keep clients focused on the long term.
There is more going on in the ESG world, as seemingly passive funds have an element of active management that other index funds do not.
The acquisition of $370 million Union Financial Advisors, based in Tulsa, marks Merit's sixth deal since taking private equity capital two years ago.
Independent broker-dealers’ shift toward fee revenue continued in 2021. Here are the firms that earned the most in fees last year.
Glass Lewis & Co. cited a 'disconnect' between the CEO's pay and the bank's performance; it's particularly concerned about the $52.6 billion in options awarded to Dimon in 2022.
Vanguard founder John Bogle took his fiduciary mandate very seriously and focused on embedding it in the company's culture.
Providing hefty bonuses to recruit financial advisers is like a sugar rush: sweet at first but it comes with a downside.
Retirement Income Consortium members include major investment, plan managers.
Despite macroeconomic headwinds, sustainable funds in most regions have held up better than conventional market.
Businesses want more information about pooled employer plans, but they're not ready to act.
“Paralysis rather than panic best describes investor positioning,” BofA's Michael Hartnett says.
Minor and disabled children are eligible for benefits when a parent retires or dies, and those benefits extend until the child is 18 — or 19 if still in high school.
As more crypto holders need help structuring their wealth, the staid world of estate planning is still playing catch up.
The key to a prudent process for selecting annuities for a retirement plan is to assess cost, performance and risk factors.
The Focus Financial CEO kicked off the firm's first-quarter earnings call by talking about Ukraine, which is the type of topic heads of U.S.-based financial services firms typically avoid.
The Tax-Smart Separately Managed Account Platform lets advisers customize portfolios based on strategies created by J.P. Morgan’s index team.
