Employees who handle refund processing were furloughed for most of that time.
James Paquette was sentenced last month to 10 years in jail.
The Wells Fargo Advisors website appears online, but customers report being unable to access funds.
Sen. Brian Schatz, a Hawaii Democrat, is working on a plan that would tax financial trade.
Reynolds becomes chairman of Great-West Lifeco US
The cap is a key revenue raiser in the $1.5 trillion tax-code overhaul.
The Alliance for Lifetime Income will be sole sponsor of the band's shows in the U.S. this year.
New legislation would require financial professionals to act 'without regard to' their own financial gains.
Three of the five hybrids are located near San Diego; two are in Louisville, Ky.
Client Goals will track an investor's progress toward financial goals.
Firms that increase their fees have virtually the same average retention rate as firms that don't, consultant says.
Bhenoy Dembla entered fictitious trades to circumvent Class B sales limits.
One essential requirement for being a successful financial adviser is embracing a seamless technology experience and service model, he says.
RESA measure would help small businesses offer 401(k) plans, ease use of annuities.
Firm also raised premiums an average 53% last year through the third quarter for some policyholders.
Wirehouses continued to lose advisers last year, although at a slower pace.
Some say he should take credit for the economy, others want him to reach across the aisle on taxes and health care.
Executive said agency will check on systems and processes firms have in place, and gather information about how rules can be improved.
Who is responsible, and what to do now that it's happened.
Wells Fargo Advisors, LPL Financial and Cetera Financial Group are dangling deals.
