M. Bradley Winges becomes head of Dallas-based securities firm.
Those turning 66 this year are the last group eligible for the spousal claiming strategy.
Lower fees will help you sustain your business and fulfill your fiduciary duty
Franklin Templeton settlement is among the largest in recent self-dealing cases.
Roll-up's latest addition has $640 million in assets
Investor advocate calls insurance proposal weaker than existing broker suitability standard
The firm will maintain offices in New York, Chicago and San Francisco.
RIA firm, founded in 1996, is based in Ann Arbor, Mich.
CEO Geoffrey Brown: 'The SEC's proposal is misleading and confusing for consumers.'
Private equity has a growing appetite for the retirement plan market.
Regulator also fines broker Thomas T. Riquier $50,000 and bars him.
Fee-based advice is not perfect, but most clients prefer it over a commission-based option
Chairman Ben Brigeman will serve as interim chief executive while a search for a permanent CEO is conducted.
These next-generation leaders are raising their voices and gaining influence over financial advice regulation and legislation.
Investment Adviser Association works to preempt bias toward passive funds in retirement legislation.
Bulk of the outflow occurred at Allianz unit Pimco.
Donor giving was up $700 million from 2017 despite tax uncertainty.
His struggle to attract assets shows how low fees and passive investing have brought star managers back down to earth.
Advisers wonder what the lack of a formal brokerage agreement means from a regulatory standpoint.
