RIA News

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Goldman opens new retail path to private equity with latest fund
ALTERNATIVES APR 04, 2025
Goldman opens new retail path to private equity with latest fund

The Wall Street giant's newest alts offering, launched under a "G-Series" branding, builds on a broader trend of investment firms looking to expand alts access to the masses.

By Leo Almazora
Treasuries rally as trade war fears smother solid jobs data
FIXED INCOME APR 04, 2025
Treasuries rally as trade war fears smother solid jobs data

Yields on the 10-year sank as bond investors price in a quarter-point rate cut by June, though it won't be an easy call for the Federal Reserve.

By Bloomberg
Washington-based advisor claims another win in non-compete battle vs. Hightower
RIA NEWS APR 04, 2025
Washington-based advisor claims another win in non-compete battle vs. Hightower

Arbitrators rule non-compete clause was unenforceable as Bellevue advisor Lars Knudsen speaks out against "vindictive behavior."

By Leo Almazora
Cerity Partners expands again with its second acquisition of the week
RIA NEWS APR 04, 2025
Cerity Partners expands again with its second acquisition of the week

The RIA firm has added another 27 employees to its growing headcount

By Steve Randall
S&P 500 loses $2.5T in one ‘tariffying’ day while economists raise recession odds
RIA NEWS APR 04, 2025
S&P 500 loses $2.5T in one ‘tariffying’ day while economists raise recession odds

JPMorgan chief economist says policy is essentially largest tax hike in 57 years

By Steve Randall
Star advisors describe their rises from modest means
PRACTICE MANAGEMENT APR 03, 2025
Star advisors describe their rises from modest means

Financial advisors that rose from humble upbringings to run successful wealth management firms recount their stories.

By Gregg Greenberg
Commonwealth clocks big win in battle with SEC over revenue sharing
INDEPENDENT BROKER DEALERS APR 03, 2025
Commonwealth clocks big win in battle with SEC over revenue sharing

It’s been a tumultuous week for Commonwealth Financial Network, a leading independent broker-dealer.

By Bruce Kelly
Fed's Cook, Jefferson counsel vigilance amid continued uncertainty
RIA NEWS APR 03, 2025
Fed's Cook, Jefferson counsel vigilance amid continued uncertainty

With inflation and growth facing crosscurrents, the Federal Reserve leaders are favoring a data-dependent stance.

By Leo Almazora
CEO calls private equity in RIAs a 'mixed bag' amid M&A surge
RIA NEWS APR 03, 2025
CEO calls private equity in RIAs a 'mixed bag' amid M&A surge

"Sometimes their time horizons are shorter than maybe the management team's time horizons, so those things can come into conflict."

By Andrew Cohen
Apple freefalls as Trump tariffs tear up supply lines
EQUITIES APR 03, 2025
Apple freefalls as Trump tariffs tear up supply lines

The iPhone maker suffered its worst single-day decline since 2020 as major suppliers in China, Vietnam, and India get caught in the economic crossfire.

By Leo Almazora
Retail traders rush to snap up tariff-shocked tech stocks
EQUITIES APR 03, 2025
Retail traders rush to snap up tariff-shocked tech stocks

Dip-buying frenzy comes even as broader pessimistic sentiment persists among individual investors.

By Bloomberg
ETF inflows hit Q1 record as investors seek shelter
ETFS APR 03, 2025
ETF inflows hit Q1 record as investors seek shelter

Investors pour into gold, bonds, and value funds as equity volatility and trade tensions reshape portfolios.

By Leo Almazora
Savvy surpasses $1.5B milestone, expanding team to 50 advisors
RIA NEWS APR 03, 2025
Savvy surpasses $1.5B milestone, expanding team to 50 advisors

Newest additions from firms including Morgan Stanley, Farther, and Valeo come as firm stresses tech-enabled independence.

By Leo Almazora
US stocks plummet as tariffs wreak havoc
EQUITIES APR 03, 2025
US stocks plummet as tariffs wreak havoc

Major indices hit by selloff in morning trading.

By Chris Davis
Waverly expands in Boston as First Manhattan adds $500M RIA
RIA NEWS APR 03, 2025
Waverly expands in Boston as First Manhattan adds $500M RIA

Waverly is making its debut in Massachusetts as the $34 billion New York-based independent onboards an experienced veteran.

By Leo Almazora
Brandon Zureick: Leading fixed income with discipline and vision
RIA NEWS APR 03, 2025
Brandon Zureick: Leading fixed income with discipline and vision

Meet a 2024 Rising Star shaping fixed income strategy with expertise, discipline, and innovation.

By InvestmentNews
Dow Jones futures plunge 1000 points, US assets take biggest hit from tariffs
RIA NEWS APR 03, 2025
Dow Jones futures plunge 1000 points, US assets take biggest hit from tariffs

Global markets are digesting Trump’s announcement but most pain felt at home

By Steve Randall
Why unlocking growth is central to mega RIA's M&A strategy
RIA NEWS APR 02, 2025
Why unlocking growth is central to mega RIA's M&A strategy

Mercer's Martine Lellis lifts the lid on $71 billion RIA's approach, having added 99 partner firms since 2016.

By Andrew Cohen
Wells Fargo plucks top recruiter from LPL
INDEPENDENT BROKER DEALERS APR 02, 2025
Wells Fargo plucks top recruiter from LPL

Farhad Firoozi is the latest in a long line of senior executives Wells Fargo Advisors has hired from rivals.

By Bruce Kelly
Barry Ritholtz highlights 'How Not To Invest' in new book
EQUITIES APR 02, 2025
Barry Ritholtz highlights 'How Not To Invest' in new book

Wealth manager and author Barry Ritholtz goes inside the ideas, numbers and behaviors that destroy wealth.

By Gregg Greenberg