Both candidates are promising lots of government spending.
Online users now require cell phone for text message verification.
Mutual fund firms move defensively toward active ETFs.
The firms all say in their mid-year outlooks that investors should seek dividends and diversification. Some are betting on bond markets, gold and cash.
Group overseeing $750 million starts wealth manager YorkBridge.
Head of bank's brokerage will now be in charge of community banking.
Big adviser moves have picked up steam in the last five years
Many have either been acquired or are trying to become national firms.
As broker-dealers move toward uniform commissions to comply with Labor Department rule, investors could end up paying higher prices than in an unregulated environment. <b><i>(More: <a href="http://www.investmentnews.com/section/fiduciary-focus" target="_blank">The DOL rule from all angles</a>)</i></b>
State plans would not be subject to ERISA, which some in the industry fear will give them a leg up on private plans.
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Plus: Kitces breaks down inherited retirement assets, new money market rules, and saving for a dream vacation
Plus: The end of hedge fund fees, a mutual fund for the marijuana industry, and the economics of not getting married.
Leaning on technology to streamline the process.
Big contrast with gloomy forecasts from BlackRock, State Street Global Advisers and TIAA.
Brian James Egan agreed to be barred from the brokerage industry.
Brokerage firm failed to notify customers of changes in their account records as a result of a computer coding error, regulator claims.
Agency apologizes and says it will pursue other security authentication options.
The firm's minimum for its automated investing platform is not unheard of, but in the future that number may be even lower, experts say.
