Puplava Financial Services joins a wave of independent RIAs moving to larger broker-dealers.
WealthPLAN Partners was with LPL for 27 years.
Philanthropy has its advantages.
Firm anticipates expenses could go up $28M in next fiscal year, in large part because of costs connected with the fiduciary regulation. <b><i>(More: <a href="//www.investmentnews.com/section/fiduciary-faq"" target=""_blank"" rel="noopener noreferrer">A comprehensive, searchable database of advisers' fiduciary FAQs</a>)</i></b>
Financial advisers managing $220 million in client assets joined Raymond James from UBS Financial Services.
Broker-dealer says the additions are part of a continued expansion of their presence in the North and Northwest.
Raymond James clients will have opportunity to invest in private-equity and hedge funds
McCullough & Sparks Wealth Management opens office in Kenosha, Wis.
Money flows out of bonds into stocks.
Asset manager takes 36% stake and its ETF models will be made available through the digital platform, which has changed its name.
Broker-dealer's stock is up more than 30% since reports surfaced that it was considering a sale.
Mr. Bruton, who resigned suddenly from LPL Financial in April 2014, joined Oppenheimer sometime this month.
Broker won Wall Street Journal contest with his estimate of 306 votes for the Donald.
Two sets of benefits exist for ex-spouses depending on their birth dates.
Marriage has been holding steady for the past several years, but weddings are still half as common as they were in the 1970s and early 1980s.
Plus: The Fed hints yet again, Wunderlich Securities brings in $500M, and Credit Suisse shutters leveraged/inverse oil ETNs
Some advisers rely on the Affordable Care Act to insure themselves and employees, and now fear that it could be repealed or substantially changed.
Each of the underlying duties of the fiduciary rule's best-interest standard &mdash; loyalty, care and individualization &mdash; require advisers to take specific actions.
