The 14-professional team is making a break for independence through the tech-enabled independent advisor platform.
The global alts firm's minority investment will help fuel continued expansion at the RIA overseeing $375B in client assets.
The Minnesota-based firm's new COO comes with deep experience and a sterling reputation for supporting independent advisor transitions and growth efforts.
The platform, which features a real-time screening function, improved data transparency, and one-click trading, aims to address a longstanding portfolio pain point for advisors.
The fintech startup will help advisors at the $9B RIA achieve organic growth with enhanced services to business owner clients.
The firm has secured its second location in Billings with a six-person advisory team managing over $400M in assets.
RIA founder and consultant starting a new role as chief growth officer.
“Broker-dealers and RIAs are right now in a position where they must over disclose," says one industry executive.
The Retirement Planning Group's fourth deal for 2024 adds nearly $200M in AUM with veteran-led practice in Austin, Texas.
The wealth giant is extending its presence in Oklahoma and Pennsylvania with minority stakes in two independent firms.
The Tennessee-based firm led by a 36-year industry veteran helps extend Kingswood's presence in the Southern US.
The Louisiana-based RIA's latest addition, and industry veteran and female financial literacy champion, leads a distinguished seven-person team.
The Denver-based firm, led by three industry professionals, is looking to shake up the high-net-worth wealth space with its model for advisor independence.
The Cleveland, Ohio-headquartered firm welcomes two new leadership additions as it looks to continue on its strategic growth path.
New leader takes the reins at Oregon-based RIA and vows to cement status as the leader in its field.
The 15-person multigenerational team adds over 200 years of experience to the firm's advisor pool in Atlanta.
Decision comes at a time when financial advice industry is facing pressure to offer clients more services at a better price.
Everybody needs a coach if they want to grow, no matter how successful they are.
"Clients come first for us, and we want to make sure that they're getting the service that they need," says Ekoniak.
Total client losses of $89 million "wiped a lot of people out,” says lawyer.
