RIAs

Displaying 5002 results
Holding the line on prices is key to profitability
NEWS RIAS MAR 06, 2012
Holding the line on prices is key to profitability

Advisers need to fight the temptation to cut the fees they charge their clients.

By Andrew Osterland
Deutsche deal would add dramatically to Guggenheim's asset collection
NEWS RIAS MAR 05, 2012
Deutsche deal would add dramatically to Guggenheim's asset collection

Acquisitive firm the last bidder standing for Deutsche Bank's U.S. asset management businesses; purchase would quintuple AUM

By Jason Kephart
NEWS RIAS MAR 04, 2012
Shareholders Service boss: We're not for sale

By Dan Jamieson
NEWS RIAS MAR 04, 2012
Setting a standard for financial literacy

By MFXFeeder
Adviser charged in murder-for-profit scheme
NEWS RIAS MAR 02, 2012
Adviser charged in murder-for-profit scheme

Daniel E. Becerril II arrested Friday, slapped with four felony charges including murder.

By Doug Cubberley
NEWS RIAS MAR 02, 2012
Decision to keep rates low could hurt interest in annuities

By Bloomberg
NEWS RIAS FEB 29, 2012
High dividend taxes hurt the nation

By MFXFeeder
NEWS RIAS FEB 28, 2012
Merrill team jumps ship, signs with Focus Financial

By Andrew Osterland
NEWS RIAS FEB 28, 2012
Fed's low-interest-rate policy is a threat

Whether the Federal Reserve's plan to keep interest rates near zero for a protracted period of time will encourage the business sector to expand is open to debate.

By MFXFeeder
TD's Bradley: Volatility ups value of adviser
NEWS RIAS FEB 28, 2012
TD's Bradley: Volatility ups value of adviser

Cool-headed thinking most needed during market gyrations; options one way to take advantage

By Bloomberg
Oros bolts TCA to head up RIA sales for Fidelity
NEWS RIAS FEB 28, 2012
Oros bolts TCA to head up RIA sales for Fidelity

Industry veteran will oversee sales, relationship management

By Bloomberg
MedCap co-founder faces tax evasion charges
NEWS RIAS FEB 27, 2012
MedCap co-founder faces tax evasion charges

One of the founders of Medical Capital Holdings Inc., the issuer of tainted private placements that have devastated dozens of broker-dealers, faces five counts of failing to file a federal income tax return.

By Bruce Kelly
NEWS RIAS FEB 26, 2012
Fee-based advisers are warming up to VAs

Slowly but surely, fee-based and fee-only advisers are beginning to warm up to variable annuities.

By Darla Mercado
NEWS RIAS FEB 24, 2012
Why longevity insurance is a good solution

By MFXFeeder
NEWS RIAS FEB 24, 2012
Focusing on 'yield chasing,' Finra issues watch list

By Bloomberg
NEWS RIAS FEB 23, 2012
Armond Dinverno answers six key questions about the RIA business

By Paul Menchaca
Pensco pulls off 'game changer' of an acquisition
NEWS RIAS FEB 21, 2012
Pensco pulls off 'game changer' of an acquisition

Purchasing IRA business of Lincoln Trust; larger custodians dumping nontraditional investments

By Dan Jamieson
NEWS RIAS FEB 20, 2012
RIA has succession plan of its own for smaller firms

By Lavonne Kuykendall
Christie to Buffett: 'Write a check and shut up'
NEWS RIAS FEB 15, 2012
Christie to Buffett: 'Write a check and shut up'

New Jersey governor Chris Christie does not generally pull his punches. So it came as no surprise this week when Christie slammed Warren Buffett's assertion that the rich don't pay enough to the U.S. Treasury. Christie's advice to the Oracle? See above.

By John Goff
INcite: Cap gains raise requires two big tweaks
NEWS RIAS FEB 15, 2012
INcite: Cap gains raise requires two big tweaks

Hike the rate, but allow investors to adjust for inflation; also, kill off the 'angel of death'

By Ray Madoff