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AdvicePay eyes next growth chapter with new president
The fintech platform catering to fee-for-service financial planners has elevated a key team member to its executive leadership.
Wealth Enhancement Group adds $809M California advisor team
Fourth firm to join WEG this year takes its total AUM to near $83B.
‘Federal law is not a suggestion’ CFPB warns as fintech to pay $4.55M
The agency has issued a stark warning to financial firms.
FTX victims could recoup total losses plus interest
Collapsed crypto exchange has more cash than it needs for creditors.
Morgan Stanley cautious about China stock rally
Wall Street strategists favor individual, thematics rather than index.
Real estate investors gain as rents stay higher for longer
US, Canada among markets where rents are likely to be last to fall.
Jay-Z’s no ‘Cowboy Carter’ as Pendulum investment deal nears
Marcy Venture Partners in advanced talks for 'California merge 'em'.
After losing arbitration, brokers file bankruptcy
"Another schlocky broker-dealer gets hit with an arbitration award and the owner and everyone else declare bankruptcy," said one attorney.
InvestmentNews’ 5-Star Research Platforms revealed
From data accuracy to active listening and a focus on efficiency and simplicity, the best research platforms for financial advisors lead on several fronts.
S&P 500 sees best three-day rally since November
Hopes of Fed rate cuts boosted equities again Monday.
Private credit is growing as a financing option, outperforming for investors
American Investment Council says the market continues to expand.
Asset managers face rising costs, sluggish revenues but AI might save the day
BCG report urges firms to seize the opportunity from tech innovations.
High-tech market makers push deeper into fixed income
Firms such as Citadel, Jane Street aim to disrupt Wall Street domination.
Wealth management unit helps propel UBS back to profit
Net income smashed analysts’ expectations for first quarter.
Trump Media’s banned accountant had 20 B-D clients
"These firms have to go back, hire a new accounting firm and restate financials," said one senior industry executive.
Goldman bolsters alts commitment with new lending solution
Extended to eligible RIA clients, the new offering takes the staid practice of securities lending to the alternative investment space.
Stifel employees leave after probe into ‘inappropriate relations’
A spokesperson for the St. Louis-based firm says it has 'taken appropriate action,' with one of the employees going through a 'legal process.'
Valuations for B-Ds and RIAs soar. Can it last?
Deals by LPL underscore surge in price propelled by the ongoing movement to fee-based revenue from one-time commission charges.
Asset managers are focusing on quality data and a better investor experience
Accurate data and an expanded product range are priorities.
Biden White House wipes student-debt slates clean for art school victims
The Biden administration has cancelled $6.1B worth of loans for 317,000 Americans who were deceived by the Art Institutes.
