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SEI launches practice management hub
The asset manager's new resource, Growth Lab, will provide tools to help independent financial advisers with growing their practices and lead generation.
5 wealth management trends to pay close attention to
If you’re hoping to capitalize on new opportunities and remain ahead of the curve, it’s crucial to stay on top of current industry trends.
Riskalyze expands leadership team to push for larger clients
The company named Josh Gray as its new chief technology officer, promoted former senior vice president of marketing Justin Boatman to chief product officer and hired Craig Clark as first chief marketing officer.
BPAS updates financial planning tool for participants
Roadways Mile Marker 2.0 adds real-time updates and projections to present a bigger picture of each participant's overall financial health.
The message is compliance
The substantial fines hitting big banks for failing to meet messaging-retention requirements shows the need for direction from the top to ensure the use of monitoring systems.
The best robo-advisers of 2022 so far
Condor Capital grades the best robo-advisers across 45 metrics, including financial planning, access to human advisers and cost.
Envestnet’s Ron Ransom on the biggest challenges facing ESG
The provider of outsourced investment management and financial technology appointed Ransom as group head of ESG, a new role at Envestnet.
True North and RightSize merge into Visory
The two companies had competed on providing cybersecurity and technology management for independent registered investment advisers.
The latest in financial #AdviserTech — July 2022
This month's roundup looks at Schwab's $187 million settlement with the SEC, Bento Engine's funding round, and RIA In A Box's launch of a RolloverAnalyzer solution.
Fintech Bytes: eMoney partners with Nationwide, Onramp closes funding
A roundup of the week's fintech developments, including news from eMoney, Onramp Invest, Tifin, Panoramix and iCapital.
Naureen Hassan brings deep tech expertise to guide UBS digital shift
Hassan, who will succeed Tom Naratil as president of UBS Americas, has served as Morgan Stanley’s chief digital officer and led the launch of Schwab’s robo-adviser.
Wall Street texting habit sticks banks with rare $1 billion bill
The sweeping civil probes rank among the largest-ever penalties levied against US banks for record-keeping lapses.
Morgan Stanley expects $200 million fine for misuse of personal devices
Meanwhile, the firm's wealth management franchise reported positives for the second quarter despite the broad stock market decline seen so far this year.
Edelman Financial Engines names new head of technology
One of the largest investment advisers in the U.S. has promoted a relative newcomer to oversee the firm’s technology.
Schwab enhances digital onboarding to support multiple account opening
The latest update to Schwab Advisor Services' digital onboarding technology lets independent financial advisers open and fund up to 10 new client accounts in a single workflow.
SEC delays parts of market surveillance initiative until 2024
But opponents, including SEC Commissioner Hester Peirce, want the agency to scrap the whole project.
Wirehouses ready for their ‘Empire Strikes Back’ moment on adviser fintech
Morgan Stanley revealed its fully armed and operational adviser fintech ecosystem at a recent media event in New York City.
Are tools smart enough for tough times? Market volatility to test advisers’ tech
Adviser fintech promised to make firms more efficient and build deeper client relationships. Those claims may soon be tested.
Fintech Bytes: SEI partners with Holistiplan, IAA launches tech firm
The adviser world returned from the July 4 holiday ready to spend some money on technology.
Envestnet acquires fee and billing fintech Redi2 Technologies
The acquisition brings more than 700 RIAs using Redi2's billing and invoicing software, BillFin, into the Envestnet ecosystem.
