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Exclusive: Morgan Stanley plans to sell adviser data to fund companies
ETF managers may look to broker-dealers to 'lower the veil' covering advisers.
Morgan Stanley’s Hunger Games-inspired video they don’t want you to see
The straitlaced wirehouse pulled the plug on this 10-minute spoof of the popular "Hunger Games" series. But did it go too far? You decide.
Home office investment performance beats advisers’: study
Cerulli study suggests quantitative manager selection and staying invested during downturns helps home offices outperform advisers.
Merrill Lynch tells its advisers to get some water
Nontraditional investment could benefit from long-term trends, values-based investing: CIO Bartels.
Widow of Home Shopping founder sues Morgan Stanley for $400M
Lynnda Speer, widow of a Home Shopping Network co-founder, alleges excessive trading and negligent supervision by Morgan Stanley in an arbitration claim.
Financial advisers rocket Vanguard to No. 2 in ETFs behind BlackRock
The firm's focus on cost-conscious, fee-based advisers has been a winning strategy.
Merrill loses advisers managing $18.6 billion in 2014
Wirehouse lost advisers managing $18.6 billion in 2014; veteran brokers blame Bank of America's 'fire first and ask questions later' mentality and expiration of retention deals. (See also: How wirehouses will strike back against breakaways)
Morgan Stanley’s ‘Hunger Games’ parody whips financial Twitter into a frenzy
Twitter reacts to Morgan Stanley's 'Margin Games' Hunger Games parody.
SEC’s Gallagher slams White House fiduciary memo as ‘propaganda’
Commissioner says administration ignores industry's stiff oversight by market regulators.
$800 million Morgan team breaks away
Team partners with Dynasty Financial Partners to found Mosaic Family Wealth
Former Bank of America Merrill Lynch trainees sue for overtime
Duo seeks to represent more than 100 trainees, more than $5 million in damages.
Tax complexities delay distribution of 1099s
As brokerages feel pressure ramp up, forms coming later than usual.
SIFMA claims White House figures on DOL rule flawed
A new paper by the organization concludes $17 billion estimate of lost retirement savings not substantiated.
Morgan Stanley suppresses ‘Hunger Games’ video
Charges InvestmentNews violated copyright laws by posting it on its website
UBS, Merrill increase bonuses for new assets and banking referrals
2015 compensation plans push advisers to build their AUM and refer clients to the bank
Morgan Stanley shuffles leadership in wealth unit
Co-head of global capital markets, Raj Dhanda, to lead investment products and services.
James Gorman’s profitability goal leans on Morgan Stanley’s wealth management unit
Morgan Stanley can hit 10% return on equity driven in part by better margins in the wealth management group, CEO James Gorman said.
Merrill Lynch scores $500 million team from UBS
Four advisers who produced $3.1 million in annual revenue joined in Palm Beach, Fla.
Financial adviser moves set to pick up in 2015
An analysis of InvestmentNews' Adviser on the Moves database points to an active year starting from the first quarter
UBS’ U.S. brokerage business not for sale: Sergio Ermotti
Sergio Ermotti, chief executive of UBS Group AG, took time Monday to deny renewed speculation that the firm's Wealth Management Americas group might be for sale.
