Displaying 3 results
XY Planning focuses on state fiduciary rules after losing Reg BI suit
XYPN co-founder Michael Kitces says the federal appeals court’s decision to uphold the measure could ‘embolden’ states
Judges skeptical Congress mandated a uniform fiduciary standard rather than Reg BI
Plaintiffs in the lawsuit argue the SEC exceeded authority by giving brokers too much latitude on advice
Court’s decision on Reg BI lawsuit could come down near implementation date
The 2nd U.S. Circuit Court of Appeals agreed to an expedited oral argument in early June
