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This is an Investment News Scriba test by Bob Allen
This is the summary that goes with the Investment News Scriba test by Bob Allen
Powerful Wells Fargo division takes over firm’s wealth management research functions
New unit will influence product selections for 15,000 advisers managing $1.6 trillion in assets.
Former A.G. Edwards execs are out at Wells Fargo
Several former long-time executives of A.G. Edwards & Sons Inc. are no longer with Wells Fargo Advisors LLC, InvestmentNews has learned.
Alleged lack of records costs A.G. Edwards $755K in VA dispute
A.G Edwards, a unit of Wells Fargo, agrees to settle charges filed by Missouri regulators arising from the sales of variable annuities to seniors
Wells Fargo loses another A.G. Edwards raiding case to Stifel
The suit is one of several arising between Edwards and its successor firms and Stifel as a number of Edwards brokers deserted ship in the wake of the 2007 takeover of Edwards by Wachovia Securities LLC.
Raymond James hit for $12M in raiding case over ex-A.G. Edwards reps
Raymond James & Associates Inc. was ordered by an arbitration panel to pay Wells Fargo Advisors LLC $12.1 million in a case involving claims of broker raiding.
