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ACA ramps up regulatory support for wealth firms
The provider of governance, risk and compliance solutions has unveiled a dedicated practice group for wealth managers.
There’s no simple approach to complex products
As financial advisers turn to complex products to help clients navigate volatile markets and rising interest rates, regulators are scrutinizing the investments more closely than ever.
ACA Group acquires Advanced Regulatory Compliance
ARC, based in Beverly Hills, California, provides compliance solutions for registered investment advisory firms.
