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Advisor Group

Displaying 86 results

Topic
  • News
  • November 11, 2019

Advisor Group buying Ladenburg Thalmann, creating giant IBD

The combined companies will be home to nine broker-dealers, over $450 billion in assets and nearly 11,500 advisers.

Topic
  • News
  • October 20, 2017

Advisor Group rolls out succession planning offer

Platform allows advisers to value their businesses and search for practices to buy using a variety of filters.

Topic

With DOL fiduciary looming, Advisor Group reduces fees on its brokerage and advisory platform

Move is among a series of changes the firm is making as it gets ready for deadline on implementing DOL fiduciary rule.

Topic
  • News
  • January 10, 2017

Former Advisor Group CEO Erica McGinnis leaves the firm

Starting out in compliance, she was at the firm for 13 years, most recently as head of transitions.

Topic

Advisor Group taps wirehouse veteran Jamie Price to be CEO

The new head of one of the largest independent broker-dealers served as head of wealth management at UBS's Advisor Group Americas.

Topic
  • News
  • June 22, 2015

Royal Alliance to pay $1.4 million over nontraded REIT, VA sales

Award is tied to string of cases brought by retirees who said a broker placed them in unsuitable investments.