Displaying 3 results
SEC Democratic commissioner Allison Herren Lee plans to leave Wall Street regulator
Lee will stay at the watchdog until President Joe Biden names her successor and that person is confirmed by the Senate.
Booming SPAC market draws SEC scrutiny
The vehicles are touted for democratizing markets by allowing retail investors access to high-growth companies. But the SEC said they come with distinct risks.
SEC’s Lee says agency should consider rules for socially responsible investing
The commissioner suggested the SEC think about standardized reporting on climate risk for public companies and investment funds
