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SEC will ensure Reg BI fulfills best-interest promise: Gensler
Rep. Ann Wagner, R-Mo., raised concerns about what Gensler's recent hiring of Barbara Roper means for the future of the Regulation Best Interest standard of conduct.
Investor advocate comes off the sidelines, gets into the regulatory game
Even before drawing her first government paycheck, Barbara Roper has influenced how the SEC under Gary Gensler is approaching Regulation Best Interest.
