Displaying 26 results
Digital maturity gap in financial services has grown wider
Firms that are leaders in technology transformation are breaking away from the pack on generative AI and skills development, Broadridge survey shows.
Advisors spend average of $16K a year on marketing: Study
Is marketing a luxury or an afterthought? Advisors and industry experts have their say.
LTX launches AI-powered tool to help US bond traders
BondGPT, which uses OpenAI technology to help power its bond analytics, will help traders find more liquid bonds at a better price.
Retirement Clearinghouse reports data breach
Social Security and account numbers were compromised in a phishing attack, but accounts were not accessed, according to the firm.
Broadridge partners with Apex Silver on integrated tax reporting
The new service combines tax data and cost-basis reporting into a single offering for banks, broker-dealers and custodians.
Fintech Bytes: InvestCloud, 55ip and Broadridge
Plus a couple of fintech fundraising announcements and another alternatives platform hits the market.
Does the 60/40 rule need revising given the surge in alts?
At a panel at FSI OneVoice, one speaker suggested the revised math for portfolios could wind up in the neighborhood of 55% stocks, 35% bonds and 10% alternative investments.
Broadridge adds ESG comparison service
The data, which is aggregated to artificial intelligence, cover more than 5,000 North American companies across 385 ESG topics.
Fintech Bytes: Broadridge extends Canadian partnership; startup attracts funding from advisors
Plus First Rate, a Texas-based provider of wealth management technology, has acquired Finantech SpA, a Santiago, Chile-based reporting fintech.
Fintech Bytes: Morgan Stanley at Work, Vestwell and Redtail updates
Additionally, BNY Mellon invests in a fixed-income fintech and Broadridge partners with IntraFi on securities-backed lending.
Fintech Bytes: Morgan Stanley AI, Docupace hires Lori Hardwick, and Franklin Templeton integrates LifeYield
Here are some of the other fintech headlines you may have missed this week.
Schwab responds to investor activism by giving fund shareholders more say in proxy voting
Pilot program marks the first time mutual fund and ETF investors have been asked their opinions on proxy matters.
Fintech Bytes: Cetera using Broadridge’s new tech, Orion reorganizes
A roundup of the week's fintech news includes Cetera's adoption of Broadridge's new digital communications tool, Orion's reorganization and Morningstar's attempt to make sustainable investing more engaging.
Broadridge launches effort to create retirement income solutions in plans
Retirement Income Consortium members include major investment, plan managers.
In race to digital transformation, wealth managers need to catch up
It's never too late so long as they commit themselves to remaking their firms with technology, and funding the investments needed to pull it off.
Proxy season heating up for ESG proposals
Broadridge and PWC report finds 40% of institutional shares voted in favor of ESG proposals last year and is set to rise.
Avoid playing catch-up: Getting a fast start in your firm’s ESG journey
Begin by getting alignment from senior leaders, conducting a materiality assessment, picking the right reporting framework and engaging with investors.
Advisers see increased opportunity in new fintech tools
The majority of advisers said that while they're satisfied with their current technology, further enhancements could spur additional growth this year, according to a survey by Broadridge Financial and FSI.
Fund industry wants lower fees for document delivery
The Investment Company Institute says 25 cents per emailed document is excessive and hurts investors. Broadridge, a fintech firm that sends most proxies and other material to fund shareholders, asserts its system reduces costs for investors.
Model portfolio assets hit $4.1 trillion in Q3
More than half of advisers say they expect to increase usage, according to a new survey by Broadridge Financial
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