Displaying 21 results
Cambridge Investment Research chases RIA assets
The firm is paying up to recruits if they move client assets to its in-house money management system.
What are LPL, Cambridge paying for advisors’ businesses?
'For the next decade, we are going to be in a succession planning landslide,' one industry consultant says.
Alt managers’ push to advisors hits resistance at some B-Ds
‘When I got here in 2016, I had no idea who the alternative investment sponsors were,’ says Jamie Price of Osaic.
Cambridge, Lincoln among firms hit by SEC’s $81M fine blitz
Text messaging issues at broker-dealers and RIAs could have been avoided with some regulatory guidance, compliance expert says.
Advisor nominated for award says it ‘felt like being a winner’
Nominations for the inaugural InvestmentNews Awards are open. Nominate someone today!
Cambridge launches fee-only RIA
BridgePort Financial Solutions can provide smaller RIAs with support in areas such as technology, practice management and outsourcing.
Brokerages want speedy SEC review of Finra remote supervision proposals
Temporary relief from onsite inspections runs out at the end of this year, so firms are hoping the SEC moves quickly on the proposals.
AI: It’s more personal than you think
Artificial intelligence stands to positively impact advisory firms' relationships with their clients by fostering more personalized experiences.
Pennsylvania team rejoins LPL after stint at Cambridge
Wexford-based Individual Financial Services, which oversees $400 million in assets, had left LPL for Cambridge in 2015.
Arizona advisor managing $200 million joins LPL from Cambridge
David Dobrusin is both a CPA and a certified financial planner.
Indiana indie with $220 million joins Commonwealth from Cambridge
Accounting-oriented Strategic Planning Group is based in Fishers, Indiana.
The 2022 Alexandra Armstrong winner is Amy Webber of Cambridge
The CEO has taken a road less traveled and says she still has many miles to go.
Webber, Franklin win top Women to Watch awards
Amy Webber, CEO of Cambridge Investment Research Inc., won the Alexandra Armstrong Lifetime Achievement Award, while Mary Beth Franklin took home the Trailblazer Award.
Team managing $300 million moves from Cambridge to LPL
Florham Park, New Jersey-based Bodnar Financial Advisors develops financial strategies for major life events including marriage, kids, death, divorce and retirement.
Cambridge Investment elevates three to office of the CEO
Colleen Bell, Jeff Vivacqua and Seth Miller become presidents of their respective divisions as part of a new organizational structure.
Cambridge Investment Research RIA faces SEC charges of misconduct, conflicts
Cambridge says it is prepared to defend itself against the SEC's allegations.
SEC fines multiple firms for cybersecurity lapses that exposed client data
The agency fined 8 firms, including Cetera and Cambridge, a total of $750,000 for inadequate policies and procedures to protect customer information.
Cambridge Investment Research working on Finra settlement over alt fund sales
Finra's department of enforcement has investigated Cambridge's due diligence of the sale of the defunct LJM Preservation and Growth Fund.
From the C-Suite with Cambridge’s Amy Webber: Empowering others to demand improvements
The president of Cambridge Investment Research discusses the culture she is working to foster at the firm and the leadership lessons she has learned.
Amy Webber to replace Eric Schwartz as CEO of Cambridge Investment Research
Amy Webber will become the firm's new chief executive, while Mr. Schwartz takes on the role of executive chairman.
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