Displaying 37 results
Women to lead CFA Institute board
Heather Brilliant and Diane Nordin will helm a diverse governing board for the global network.
NFL wants advisers to have CFP or CFA designation to work with players
Players union is giving financial advisers two years to meet new guidelines to qualify for approved list.
Wanted: High-value investment professionals of the future
Only those with outstanding soft skills need apply
Fiduciary advocates disagree SEC advice rule harmonizes standards
In recent speech, SEC chairman Jay Clayton touted 'consistent, fiduciary principles.'
Fiduciary groups urge SEC to prevent brokers from using ‘adviser’ title
Comment letters from the Committee for the Fiduciary Standard and the CFA Institute suggest the clarification is needed to differentiate brokers from investment advisers.
Treasury encourages DOL to consider fiduciary-rule harm
Report reflects Trump administration's skepticism of investment-advice regulation for retirement accounts.
Head of CFA Institute says financial professionals face ‘existential’ challenge
If finance exists to benefit clients, industry must advocate for change.
DOL fiduciary rule not yet caught up in Trump maelstrom
Speculation is mounting as to what is taking the administration so long to act. Is President Trump waiting for his DOL secretary nominee to be approved? Or is he finding it harder to repeal than expected?
CFP Board gets nod in Labor Department’s investor fiduciary FAQs
DOL says it promoted tools it found useful, including a link for finding local CFPs, but is open to hearing from other designation sponsors.
CFAs warn asset management firms should fear fintech most
The rise of robo-advisers threatens all of Wall Street, a new survey shows.
CFA Institute reveals pass rate for June Level III exam sank to 53%
More than 125,000 people sat for all three parts of the test, and the institute saw a 10% increase in the number of new Level I candidates.
Prep course for CFA test goes mobile
The American College of Financial Services last Monday launched AnalystSuccess.com, a mobile preparatory program for the college’s signature…
There must be 50 ways to lift your standards: CFA Institute
Financial analyst organization to unveil 'integrity list'; loftier code of conduct 'meant to be a gut check'
Groups grapple with tracking wrongdoers
Oren Eugene Sullivan Jr. has been barred permanently from the securities industry, and his insurance license has been revoked.
CFA backs checks on exec pay
CFA Institute Centre for Financial Market Integrity restated a call for improved shareholder influence on executive pay practices.
CFA Institute names deputy chief
Robert R. Johnson will continue to act at managing director of institute’s education division, which manages the association’s professional ethics initiatives.
CFA members’ pay on the rise
A hefty majority of chartered financial analysts saw their compensation grow between 2005 and 2006.
