Displaying 4 results
Merrill nabs $1 billion team from Citi
A team of four advisers in suburban New York is making the switch.
Wall Street banks hire WhatsApp cops after being hit with big fines
In court documents, the SEC described at least a few senior managers at each firm who engaged in rampant texting with colleagues and clients.
Citigroup is latest bank to be probed over unapproved messaging services
The SEC is probing Citigroup Global Markets Inc. and other firms over communications sent over unapproved electronic messaging channels.
Citigroup rep managing $200 million moves to Alex. Brown
Fernando Campoo joins Miami office of Raymond James division.
