Displaying 5 results
Suit challenges SEC market surveillance tool as unconstitutional
The Texas lawsuit accuses the SEC of acting without authority to create the Consolidated Audit Trail, a database that would collect virtually all US trading data.
House grills Gensler over shutdown, CAT and climate rule
Members of the House Financial Services Committee spent hours criticizing or praising the SEC's work under Chair Gensler.
Wall Street fights over tab for audit-trail system
The cost of the new system was estimated at $500 million at the end of last year.
SEC delays parts of market surveillance initiative until 2024
But opponents, including SEC Commissioner Hester Peirce, want the agency to scrap the whole project.
Trade group sues SEC to stop collection of retail investor data
SEC goes too far in gathering names, addresses and birth years for new market surveillance system, group argues
