Displaying 11 results
Covid-themed ETF shifts focus to monkeypox
As the White House declares monkeypox a national health emergency, ETFMG tweaks its marketing without adjusting the portfolio.
Social Security Administration and unions reach pact on reopening
Social Security's 1,200 field offices have been closed since March 2020 in response to the pandemic.
Demand for Social Security advice increases
The pandemic is boosting retirement among baby boomers, as well as their questions about when to claim benefits.
Raymond James faces compensation pressure
Raymond James was having to pay up to recruit advisers. Now, it's feeling the same pinch for employees.
What advisers really want from the next in-person conference
More than a year of virtual events highlighted the appeal of quality content, and could change the look and feel of industry events that will now have to balance glitz, content, fees and virtual access.
Covid didn’t change 401(k) saving habits, ICI says
Just 2.3% of participants in defined-contribution plans stopped contributing to the plan in 2020 amid the pandemic.
Broker-dealer sues Finra in latest salvo against regulators
Utah-based Alpine Securities claims Finra violated "due process" in hearings
GPB takes millions in fed loan money while under investigation
GPB Capital and related businesses get between $3 million and $7 million in Paycheck Protection Program loans
May was the month for mid-cap stocks
Mid-sized companies have now rallied 31% since the stock market bottom in March
Funding a Roth IRA with COVID-19 distributions? Not so fast, advisers say
There might not be a legal reason to avoid using CARES Act relief, but it's questionable at best
Senators can’t rely on ‘my adviser did it’ excuse to dodge insider-trading questions
Former SEC enforcement official says lawmakers should have set up blind trusts or automated trading
